Source: https://www.finra.org/about/firms-we-regulate
Updated: 4/17/18
FINRA Member Firms N
# A B C D E F G H I J K L M N O P Q R S T U V W X Y Z
N.A. INVESTCORP LLC
280 PARK AVENUE, 39TH FLOOR, NEW YORK, NY 10017
N.B. ZOULLAS SECURITIES, INC.
555 MADISON AVENUE, 17TH FLOOR, NEW YORK, NY 10022
Mailing Address: 555 MADISON AVENUNE, 17TH FLOOR, NEW YORK, NY 10022
N.E. PRIVATE CLIENT ADVISORS, LTD.
790 NORTH MAIN STREET, PROVIDENCE, RI 02904
N.I.S. FINANCIAL SERVICES, INC.
500 EAST 9TH ST., KANSAS CITY, MO 64106
Mailing Address: P. O. BOX 219103, KANSAS CITY, MO 64121-9103
N4 FINANCIAL, INC.
1900 O’FARRELL STREET, SUITE 145, SAN MATEO, CA 94403
Mailing Address: 1900 O’FARRELL STREET SUITE 145, SAN MATEO, CA 94404
NABSECURITIES, LLC
245 PARK AVE 28TH FL, NEW YORK, NY 10167
NAFA CAPITAL MARKETS, LLC
3700 WEST ROBINSON, SUITE 204, NORMAN, OK 73072
NANCY BARRON & ASSOCIATES, INC.
150 GRAND BOULEVARD, LEXINGTON, KY 40507
NASDAQ CAPITAL MARKETS ADVISORY LLC
ONE LIBERTY PLAZA, 165 BROADWAY, NEW YORK, NY 10006
Mailing Address: ONE LIBERTY PLAZA, 51ST FLOOR, NEW YORK, NY 10006
NASDAQ EXECUTION SERVICES, LLC
2929 WALNUT STREET, FMC TOWER, LEVEL 8, PHILADELPHIA, PA 19104
NATHAN HALE CAPITAL, LLC
227 W TRADE ST, SUITE 2150, CHARLOTTE, NC 28202
NATALLIANCE SECURITIES, LLC
111 CONGRESS AVENUE, SUITE 800, AUSTIN, TX 78701
NATIONAL BANK OF CANADA FINANCIAL INC.
65 EAST 55TH STREET, 31ST FLOOR, NEW YORK, NY 10022
NATIONAL FINANCIAL SERVICES LLC
200 SEAPORT BOULEVARD, BOSTON, MA 02210
Mailing Address: ONE DESTINY WAY, MAIL ZONE: WA1M, WESTLAKE, TX 76262
NATIONAL PENSION & GROUP CONSULTANTS, INC
3130 BROADWAY, KANSAS CITY, MO 64111-2406
NATIONAL PLANNING CORPORATION
100 NORTH SEPULVEDA BLVD SUITE 1800, EL SEGUNDO, CA 90245
NATIONAL SECURITIES CORPORATION
ONE UNION SQUARE 600 UNIVERSITY STREET, SUITE 2900, SEATTLE, WA 98101
NATIONS FINANCIAL GROUP, INC.
4000 RIVER RIDGE DR NE, CEDAR RAPIDS, IA 52402
NATIONWIDE FUND DISTRIBUTORS LLC
10 WEST NATIONWIDE BOULEVARD, MS: 5-02-210R, COLUMBUS, OH 43215
Mailing Address: ONE NATIONWIDE PLAZA, MS: 5-02-210R, COLUMBUS, OH 43215
NATIONWIDE INVESTMENT SERVICES CORPORATION
ONE NATIONWIDE PLAZA, 1-33-401, COLUMBUS, OH 43215
NATIONWIDE PLANNING ASSOCIATES INC.
115 WEST CENTURY ROAD, SUITE 360, PARAMUS, NJ 07652
NATIONWIDE SECURITIES, LLC
1050 YARD STREET BUILDING I, MAILING CODE: GI-1D-NSL1, GRANDVIEW HEIGHTS, OH 43212
Mailing Address: ONE NATIONWIDE PLAZA, MAIL CODE: 01-33-401, COLUMBUS, OH 43215
NATIXIS DISTRIBUTION, L.P.
888 BOYLSTON STREET, SUITE 800, BOSTON, MA 02199-8197
NATIXIS SECURITIES AMERICAS LLC
1251 AVENUE OF THE AMERICAS, 5TH FLOOR, NEW YORK, NY 10020
Mailing Address: 1251 AVENUE OF THE AMERICAS 5TH FLOOR, NEW YORK, NY 10020
NATWEST MARKETS SECURITIES INC.
600 WASHINGTON BOULEVARD, STAMFORD, CT 06901
NAVAID FINANCIAL SERVICES, INC.
1520 LOCUST ST., FL. 12, PHILADELPHIA, PA 19102
NAVIAN CAPITAL SECURITIES LLC
425 WALNUT STREET, SUITE 1100, CINCINNATI, OH 45202
NAVIDAR GROUP LLC
400 WEST 15TH ST, SUITE 325, AUSTIN, TX 78701
NAVIGANT CAPITAL ADVISORS, LLC
150 NORTH RIVERSIDE PLAZA, SUITE 2100, CHICAGO, IL 60606
NAVY FEDERAL BROKERAGE SERVICES, LLC
820 FOLLIN LANE, VIENNA, VA 22180
NBC SECURITIES, INC.
1927 1ST AVENUE NORTH, BIRMINGHAM, AL 35203-0686
NC SECURITIES, LLC
1300 PICCARD DRIVE, SUITE 108, ROCKVILLE, MD 20850
NCG SECURITIES LLC
12 BROAD STREET, 5TH FLOOR, RED BANK, NJ 07701
NEAR EARTH, LLC
945 WEST ROAD, NEW CANAAN, CT 06840
NEBARI SECURITIES, LLC
140 EAST 45TH STREET, 17C, NEW YORK, NY 10016
NEEDHAM & COMPANY, LLC
250 PARK AVENUE, 10TH FLOOR, NEW YORK, NY 10177
NEIGHBORLY SECURITIES
335 MADISON AVE., 4TH FLOOR, NEW YORK, NY 10017
NELSON IVEST BROKERAGE SERVICES, INC.
423 COUNTRY CLUB DRIVE, WINTER PARK, FL 32789-2968
NELSON SECURITIES,INC.
9718 N MORTON CT, SPOKANE, WA 99218
NESTLERODE & LOY, INC.
110 REGENT COURT, SUITE 202, STATE COLLEGE, PA 16801
Mailing Address: P.O. BOX 343, STATE COLLEGE, PA 16804-0343
NETWORK 1 FINANCIAL SECURITIES INC.
THE GALLERIA, SUITE 241, 2 BRIDGE AVENUE, RED BANK, NJ 07701
NEUBERGER BERMAN BD LLC
1290 AVENUE OF THE AMERICAS, NEW YORK, NY 10104
NEW ALBION PARTNERS LLC
21 WEST 46TH STREET, SUITE 1407, NEW YORK, NY 10036
Mailing Address: 21 WEST 46TH STREET, SUITE 1106, NEW YORK, NY 10036
NEW CENTURY CAPITAL PARTNERS, INC.
1510 11TH STREET, SUITE 203, SANTA MONICA, CA 90401
NEW CITY CAPITAL LLC
1999 S. BASCOM, #700, CAMPBELL, CA 95008
NEW HARBOR VENTURE PARTNERS LLC
215 MORRIS AVENUE, SUITE 7, SPRING LAKE, NJ 07762
NEW INVESTOR WORLD INCORPORATED
4975 PRESTON PARK BLVD., SUITE 425, PLANO, TX 75093
NEW RYE SECURITIES, LLC
16 BROOK LANE, RYE BROOK, NY 10573
NEWBRIDGE SECURITIES CORPORATION
5200 TOWN CENTER CIRCLE, TOWER 1, SUITE 306, BOCA RATON, FL 33486
NEWBURY PIRET & CO.
ONE BOSTON PLACE, SUITE 2600, BOSTON, MA 02108-2600
NEWCAP PARTNERS, INC.
5777 W. CENTURY BLVD., SUITE 1135, LOS ANGELES, CA 90045
NEWCOURT SECURITIES, LTD
23 WARING RD, POUND RIDGE, NY 10576
NEWOAK CAPITAL MARKETS LLC
575 FIFTH, 15TH FL., NEW YORK, NY 10017
Mailing Address: 575 FIFTH AVENUE, 15TH FL., NEW YORK, NY 10017
NEWPORT GROUP SECURITIES, INC.
300 PRIMERA BLVD., SUITE 200, LAKE MARY, FL 32746
NEXBANK SECURITIES INC
2515 MCKINNEY AVE, SUITE 1100, DALLAS, TX 75201
NEXT FINANCIAL GROUP, INC.
2500 WILCREST DRIVE, SUITE 620, HOUSTON, TX 77042
NEXTGEN CAPITAL MARKETS, LLC
3715 NORTHSIDE PKWY NW, STE.,1-250, ATLANTA, GA 30327
NEXTREND SECURITIES, INC.
STATE OF TEXAS ADDRESS CONFIDENTIALITY, AUSTIN, TX 78711
Mailing Address: PO BOX 12108, AUSTIN, TX 78711
NGC FINANCIAL, LLC
36-01 208TH STREET, BAYSIDE, NY 11361
NH INVESTMENT & SECURITIES AMERICA, INC.
120 WEST 45TH STREET, SUITE 2402, NEW YORK, NY 10036
NHCOHEN CAPITAL LLC
60 EAST 42ND STREET, 46TH FLOOR, NEW YORK, NY 10165
NI ADVISORS
1138 CADILLAC COURT, MILPITAS, CA 95035
Mailing Address: 1138 CADILLAC COURT, MILPITAS, CA 95035
NIAGARA INTERNATIONAL CAPITAL LIMITED
16935 WEST BERNARDO DRIVE, SUITE 140, SAN DIEGO, CA 92127
NICOL INVESTORS CORPORATION
1 EXECUTIVE PARK, GRANITE CITY, IL 62040-0907
Mailing Address: 1 EXECUTIVE PARK, P.O. BOX 907, GRANITE CITY, IL 62040-0907
NIKOH SECURITIES CORPORATION
707 SKOKIE BOULEVARD, SUITE 520, NORTHBROOK, IL 60062
NMS CAPITAL ADVISORS, LLC.
433 NORTH CAMDEN DRIVE, 4TH FLOOR, BEVERLY HILLS, CA 90210
NOBLE CAPITAL MARKETS, INC.
225 NE MIZNER BOULEVARD, SUITE 150, BOCA RATON, FL 33432
NOBLES & RICHARDS, INC.
801 EAST PLANO PARKWAY, SUITE 220, PLANO, TX 75074
NOLAN SECURITIES CORP.
535 MAIN ROAD, MONTEREY, MA 01245
NOMURA SECURITIES INTERNATIONAL, INC.
WORLDWIDE PLAZA, 309 WEST 49TH STREET, NEW YORK, NY 10019
NORFOLK MARKETS, LLC
1140 6TH AVE, 9TH FLOOR, NEW YORK, NY 10036
NORTH BRIDGE CAPITAL, LLC
85 CONSTITUTION LANE, SUITE 3C1, DANVERS, MA 01923
Mailing Address: 85 CONSTITUTION LANE, SUITE 3C1, DANVERS, MA 01923
NORTH CAPITAL PRIVATE SECURITIES CORPORATION
623 E FT UNION BLVD, SUITE 101, SALT LAKE CITY, UT 84047
NORTH INLET ADVISORS, LLC
ONE MORROCROFT CENTRE, 6805 MORRISON BLVD, SUITE 380, CHARLOTTE, NC 28211
NORTH POINT ADVISORS, LLC
580 CALIFORNIA STREET, SUITE 2000, SAN FRANCISCO, CA 94105
NORTH RIDGE SECURITIES CORP.
1895 WALT WHITMAN RD, MELVILLE, NY 11747-3031
NORTH SEA SECURITIES L.P.
299 PARK AVENUE, 6TH FLOOR, NEW YORK, NY 10171
NORTH SOUTH CAPITAL, LLC
200 W. ADAMS, STE 2230, CHICAGO, IL 60606
NORTHBRIDGE FINANCIAL SERVICES
3650 WEST LIBERTY, ANN ARBOR, MI 48103
NORTHCOAST RESEARCH PARTNERS, LLC
1301 EAST NINTH STREET, 15TH FLOOR, CLEVELAND, OH 44114
NORTHEAST CAPITAL & ADVISORY, INC.
111 PARTRIDGE RUN, SCHENECTADY, NY 12309
NORTHEAST SECURITIES, INC.
333 EARLE OVINGTON BLVD, 7TH FLOOR, MITCHELFIELD, NY 11553
NORTHERN CAPITAL SECURITIES CORPORATION
50 HIGH STREET, 4TH FLOOR, NORTH ANDOVER, MA 01845
NORTHERN FUNDS DISTRIBUTORS, LLC
THREE CANAL PLAZA, 3RD FLOOR, PORTLAND, ME 04101
Mailing Address: THREE CANAL PLAZA, SUITE 100, PORTLAND, ME 04101
NORTHERN LIGHTS DISTRIBUTORS, LLC
17605 WRIGHT STREET, OMAHA, NE 68130
NORTHERN SECURITIES, INC.
2633 HAMEL RD, MEDINA, MN 55340-0275
Mailing Address: P.O. BOX 275, MEDINA, MN 55340-0275
NORTHERN TRUST SECURITIES, INC.
50 SOUTH LASALLE STREET, CHICAGO, IL 60603
NORTHILL DISTRIBUTION US INC.
54 W. 40TH STREET, NEW YORK, NY 10018
NORTHLAND SECURITIES, INC.
150 SOUTH FIFTH STREET, SUITE 3300, MINNEAPOLIS, MN 55402
NORTHSTAR SECURITIES, LLC
5299 DTC BOULEVARD, SUITE 900, GREENWOOD VILLAGE, CO 80111
NORTHWEST FINANCIAL GROUP LLC
200 SPRING STREET, SUITE 120, HERNDON, VA 20170
NORTHWEST INVESTMENT ADVISORS, INC.
9 S WASHINGTON ST STE 210, SPOKANE, WA 99201
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
611 EAST WISCONSIN AVE., MILWAUKEE, WI 53202-4797
Mailing Address: 611 EAST WISCONSIN AVENUE, MILWAUKEE, WI 53202-4797
NOVA CAPITAL SOLUTIONS, LLC
1600 SE 15TH STREET #305, FORT LAUDERDALE, FL 33316
NOVAHILL PARTNERS, LLC
11/15/2016500 MONTGOMERY STREET, SUITE 400, ALEXANDRIA, VA 22314
Mailing Address: 500 MONTGOMERY STREET, SUITE 400, ALEXANDIA, VA 22314
NPB FINANCIAL GROUP, LLC
3500 W. OLIVE AVENUE, THIRD FLOOR, BURBANK, CA 91505
NPM SECURITIES, LLC
165 BROADWAY, 51ST FLOOR, NEW YORK, NY 10006
Mailing Address: 165 BROADWAY, 51ST FLLOR, NEW YORK, NY 10006
NTB FINANCIAL CORPORATION
9540 SOUTH MAROON CIRCLE, SUITE 250, CENTENNIAL, CO 80112
NUMIS SECURITIES INC.
275 MADISON AVENUE, 40TH FLOOR, NEW YORK, NY 10016
NUVEEN SECURITIES, LLC
333 WEST WACKER DRIVE, CHICAGO, IL 60606-1286
NVSTR FINANCIAL LLC
135 MADISON AVE, 8TH FLOOR, NEW YORK, NY 10016
Mailing Address: PO BOX 145, NEW YORK, NY 10159-0145
NW CAPITAL MARKETS INC.
2 HUDSON PLACE, HOBOKEN, NJ 07030
NYLIFE DISTRIBUTORS LLC
30 HUDSON STREET, JERSEY CITY, NJ 07302
Mailing Address: 30 HUDSON STREET, 22ND FLOOR, JERSEY CITY, NJ 07302
NYLIFE SECURITIES LLC
51 MADISON AVE., ROOM 713, NEW YORK, NY 10010
Mailing Address: 51 MADISON AVENUE, ROOM 713, NEW YORK, NY 10010
NYPPEX, LLC
800 WESTCHESTER AVENUE, RYE BROOK, NY 10573
