Source:Â https://www.finra.org/about/firms-we-regulate
Updated: 4/17/18
FINRA Member Firms S
# A B C D E F G H I J K L M N O P Q R S T U V W X Y Z
S F SENTRY SECURITIES, INC.
100 PINE STREET, SUITE 2700, SAN FRANCISCO, CA 94111
S. GOLDMAN ADVISORS, LLC
825 THIRD AVENUE, 34TH FLOOR, NEW YORK, NY 10022
S. GOLDMAN CAPITAL LLC
825 THIRD AVENUE, 34TH FLOOR, NEW YORK, NY 10022
S.G. LONG & COMPANY
283 WEST FRONT SUITE 302, SUITE 302, MISSOULA, MT 59802-4328
Mailing Address: 283 WEST FRONT SUITE 302, MISSOULA, MT 59802-4328
S.L. REED & COMPANY
11111 SANTA MONICA BOULEVARD, SUITE 1200, LOS ANGELES, CA 90025-3346
S2K FINANCIAL LLC
777 THIRD AVENUE, 28TH FLOOR, NEW YORK, NY 10017
SA STONE WEALTH MANAGEMENT INC.
2 PERIMETER PARK SOUTH, SUITE 500 WEST, BIRMINGHAM, AL 35243
Mailing Address: 2 PERIMETER PARK SOUTH, SUITE 100 EAST, BIRMINGHAM, AL 35243
SABADELL SECURITIES USA, INC.
1111 BRICKELL AVENUE, 30TH FLOOR, MIAMI, FL 33131
SABLE CAPITAL LLC
2820 SELWYN AVE SUITE 375, CHARLOTTE, NC 28209
SAF FINANCIAL SECURITIES LLC
902 BROADWAY, SUITE 1611, NEW YORK, NY 10010
SAFRA SECURITIES LLC
546 FIFTH AVE, NEW YORK, NY 10036
SAGE CANYON ADVISORS, LLC
433 CANYONSIDE DRIVE, BOULDER, CO 80302
SAGE PARTNERS SECURITIES, LLC
11111 SANTA MONICA BOULEVARD, SUITE 2200, LOS ANGELES, CA 90025
SAGE, RUTTY & CO., INC.
100 CORPORATE WOODS, SUITE 300, ROCHESTER, NY 14623
SAGENT ADVISORS, LLC
299 PARK AVENUE, 13TH FLOOR, NEW YORK, NY 10171
SAGEPOINT FINANCIAL, INC.
20 E THOMAS RD, SUITE 2000, PHOENIX, AZ 85012
SAGETRADER, LLC
340 PINE STREET, SUITE 501, SAN FRANCISCO, CA 94104
SAGEWORKS CAPITAL LLC
1177 AVENUE OF THE AMERCAS, 7TH FLOOR, NEW YORK, NY 10036
Mailing Address: 252 BRADLEY COURT, HOLLAND, PA 18966
SAINTS ADVISORS LLC
2020 UNION STREET, SAN FRANCISCO, CA 94123
SAL EQUITY TRADING, GP
401 CITY AVENUE, SUITE 220, BALA CYNWYD, PA 19004-1122
SALEM PARTNERS LLC
11111 SANTA MONICA BOULEVARD, SUITE 2250, LOS ANGELES, CA 90025
SALIENT CAPITAL L.P.
4265 SAN FELIPE STREET, 8TH FLOOR, HOUSTON, TX 77027
SAMCO CAPITAL MARKETS, INC.
6805 CAPITAL OF TEXAS HIGHWAY, SUITE 350, AUSTIN, TX 78731
SAMMONS FINANCIAL NETWORK, LLC
4546 CORPORATE DRIVE, SUITE 100, WEST DES MOINES, IA 50266
SAMSUNG SECURITIES (AMERICA), INC.
1330 AVENUE OF AMERICAS, 26TH FLOOR, NEW YORK, NY 10019
SAMUEL A RAMIREZ & CO., INC.
61 BROADWAY 29 TH FLOOR, NEW YORK, NY 10006
SAN BLAS SECURITIES LLC
3424 PEACHTREE RD. NE, SUITE 2200, ATLANTA, GA 30326-1184
SANDERLIN SECURITIES, LLC
5170 SANDERLIN AVE. – SUITE 102, MEMPHIS, TN 38117
SANDERS MORRIS HARRIS LLC
600 TRAVIS, SUITE 5900, HOUSTON, TX 77002-3003
SANDLAPPER SECURITIES, LLC
SANDLAPPER FINANCIAL CENTER, 800 E. NORTH STREET, 2ND FLOOR, GREENVILLE, SC 29601
SANDLER, O’NEILL & PARTNERS, L.P.
1251 AVENUE OF THE AMERICAS, 6TH FLOOR, NEW YORK, NY 10020
Mailing Address: 1251 AVENUE OF THE AMERICAS, 6TH FLOOR, NEW YORK, NY 10020
SANFORD C. BERNSTEIN & CO., LLC
1345 AVENUE OF THE AMERICAS, NEW YORK, NY 10105
Mailing Address: 1345 AVENUE OF THE AMERICAS, 33RD FLOOR, NEW YORK, NY 10105
SANTANDER INVESTMENT SECURITIES INC.
45 EAST 53RD STREET, NEW YORK, NY 10022
SANTANDER SECURITIES LLC
2 MORRISSEY BOULEVARD, MAIL CODE: MA1-MB2-03-17, DORCHESTER, MA 02125
SANTOS CAPITAL GROUP, LLC
1111 BRICKELL AVENUE, SUITE 1100, MIAMI, FL 33131
SAPENO INC.
7 OLD PARK LANE, LONDON, W1K 1QR UNITED KINGDOM
SAPERSTON ASSET MANAGEMENT, INC.
172 LAKE STREEET, HAMBURG, NY 14075
Mailing Address: 172 LAKE STREET, HAMBURG, NY 14075
SATURN CAPITAL, INC.
75 FEDERAL STREET, 13TH FLOOR, BOSTON, MA 02110-1904
Mailing Address: 75 FEDERAL STREET, 13TH FLR, BOSTON, MA 02110-1904
SATURNA BROKERAGE SERVICES, INC
1300 N. STATE STREET, BELLINGHAM, WA 98225-4730
SAUER, DAZEY INVESTMENT COMPANY
7800 FORSYTH BLVD, SUITE 820, ST. LOUIS, MO 63105
SAWAYA PARTNERS SECURITIES, LLC
888 SEVENTH AVENUE, 8TH FLOOR, NEW YORK, NY 10019
SAXONY SECURITIES, INC.
7401 WATSON ROAD, SUITE 86, ST. LOUIS, MO 63119
SAYBRUS EQUITY SERVICES, INC
ONE AMERICAN ROW, HARTFORD, CT 06102-5056
Mailing Address: P.O. BOX 5056, HARTFORD, CT 06102-5056
SBERBANK CIB USA, INC.
CARNEGIE HALL TOWER, 152 WEST 57TH STREET, 46TH FLOOR, NEW YORK, NY 10019
SC DISTRIBUTORS, LLC
695 TOWN CENTER DRIVE, SUITE 600, COSTA MESA, CA 92626
Mailing Address: 695 TOWN CENTER DRIVE, SUITE 600, ATTN: COMPLIANCE, COSTA MESA, CA 92626
SCA DEVELOPMENT, LLC
569 BROOKWOOD VILLAGE, SUITE 901, BIRMINGHAM, AL 35209
SCARSDALE EQUITIES LLC
10 ROCKEFELLER PLAZA, SUITE 720, NEW YORK, NY 10020
Mailing Address: 10 ROCKEFELLER PLAZA, SUITE 720, NEW YORK, NY 10020
SCENIC ADVISEMENT
915 BATTERY STREET, 1ST FLOOR, SAN FRANCISCO, CA 94111
SCF SECURITIES, INC.
155 E. SHAW AVENUE, SUITE #102, FRESNO, CA 93710
SCH ENTERPRISES, INC.
690 W. NORTHFIELD DRIVE, STE 100, BROWNSBURG, IN 46112
Mailing Address: P.O. BOX 607, BROWNSBURG, IN 46112
SCHLITT INVESTOR SERVICES, INC.
1717 INDIAN RIVER BLVD-STE 300, VERO BEACH, FL 32960-0867
SCHNEIDER DOWNS CORPORATE FINANCE, LP
ONE PPG PLACE, SUITE 1700, PITTSBURGH, PA 15222
SCHRODER FUND ADVISORS LLC
7 BRYANT PARK, NEW YORK, NY 10018-3706
SCOPE ADVISORS LLC
15020 ALTATA DRIVE, PACIFIC PALISADES, CA 90272
SCOTIA CAPITAL (USA) INC.
250 VESEY STREET, NEW YORK, NY 10281
SCOTT JAMES GROUP, INC.
6700 ARLINGTON BOULEVARD, FALLS CHURCH, VA 22042
SCOTT T. TAYLOR, LTD.
14482 HILLSHIRE DR., WILLIS, TX 77318-4478
SCOTT-MACON SECURITIES, INC.
800 THIRD AVE., 16TH FL., NEW YORK, NY 10022
Mailing Address: 800 THIRD AVE.,, 16TH FL., NEW YORK, NY 10022
SCOTTRADE, INC.
700 MARYVILLE CENTRE DRIVE, ST. LOUIS, MO 63141-5824
Mailing Address: PO BOX 31759, ST. LOUIS, MO 63131-0759
SCOTTSDALE CAPITAL ADVISORS CORP
7170 E. MCDONALD RD. SUITE 6, SCOTTSDALE AZ, AZ 85253
Mailing Address: 7170 E. MCDONALD RD. SUITE 6, SCOTTSDALE AZ, AZ 85253
SCULLY CAPITAL SECURITIES CORP.
1730 M STREET NW, SUITE #204, WASHINGTON, DC 20036
SCURA PALEY SECURITIES LLC
489 FIFTH AVENUE, 15TH FLOOR, NEW YORK, NY 10017
SDDCO BROKERAGE ADVISORS LLC
485 MADISON AVENUE, 15TH FLOOR, NEW YORK, NY 10022
SDR CAPITAL MARKETS, INC.
5613 DTC PARKWAY, SUITE 830, GREENWOOD VILLAGE, CO 80111
SEABROOK PARTNERS LLC
5225 WISCONSIN AVENUE, SUITE 501, WASHINGTON, DC 20015
SEABURY SECURITIES LLC
392 SPRINGFIELD AVE, 2ND FLOOR, SUMMIT, NJ 07901
Mailing Address: 1350 AVENUE OF THE AMERICAS, 31ST FLOOR, NEW YORK, NY 10019
SEACAP SECURITIES LLC
392 SPRINGFIELD AVE, 2ND FLOOR, SUMMIT, NJ 07901
Mailing Address: 1350 AVENUE OF THE AMERICAS, 31ST FLOOR, NEW YORK, NY 10019
SEALE CAPITAL, INC.
950 N. GLEBE ROAD, SUITE 950, ARLINGTON, VA 22203
SEAPINE SECURITIES, LLC
1455 EAST PUTNAM AVENUE, OLD GREENWICH, CT 06870
SEAPORT GLOBAL SECURITIES LLC
360 MADISON AVE, 22ND FLOOR, NEW YORK, NY 10017
SEAPORT SECURITIES CORP.
60 BROAD STREET, NEW YORK, NY 10004
Mailing Address: 60 BROAD STREET, NEW YORK, NY 10004
SEAPOWER CARPENTER CAPITAL, INC.
2 PARK PLAZA, SUITE 550, IRVINE, CA 92614-2518
SEARLE & CO.
333 GREENWICH AVE., GREENWICH, CT 06830
SEB SECURITIES, INC.
245 PARK AVENUE, 33RD FLOOR, NEW YORK, NY 10167
SECOND STREET SECURITIES, INC.
21860 BURBANK BLVD., SUITE 150, WOODLAND HILLS, CA 91367
SECU BROKERAGE SERVICES
119 NORTH SALISBURY STREET, 6TH FLOOR, RALEIGH, NC 27603
Mailing Address: P.O. BOX 26807, RALEIGH, NC 27611-6807
SECURE PLANNING, INC.
42 MIDDLE STREET, PORTSMOUTH, NH 03801
SECUREVEST FINANCIAL GROUP
163 MADISON AVE, SUITE 100, MORRISTOWN, NJ 07960
Mailing Address: 163 MADISON AVE, SUITE100, MORRISTOWN, NJ 07960
SECURIAN FINANCIAL SERVICES, INC.
400 ROBERT STREET NORTH, ST. PAUL, MN 55101-2098
SECURITIES AMERICA, INC.
12325 PORT GRACE BLVD., LAVISTA, NE 68128
Mailing Address: P. O. BOX 460001, PAPILLION, NE 68046-0001
SECURITIES CAPITAL CORPORATION
2107 5TH AVENUE NORTH, STE. 500, BIRMINGHAM, AL 35203
Mailing Address: P.O. BOX 2772, BIRMINGHAM, AL 35202
SECURITIES EQUITY GROUP
26800 ALISO VIEJO PARKWAY, SUITE 150, ALISO VIEJO, CA 92656
SECURITIES MANAGEMENT & RESEARCH, INC.
4201 42ND STREET NE, SUITE 100, CEDAR RAPIDS, IA 52402
Mailing Address: P.O. BOX 11606, CEDAR RAPIDS, IA 52410-1606
SECURITIES RESEARCH, INC.
3055 CARDINAL DRIVE, SUITE 104, VERO BEACH, FL 32963
SECURITIES SERVICE NETWORK, LLC
9729 COGDILL ROAD, SUITE 301, KNOXVILLE, TN 37932
Mailing Address: POST OFFICE BOX 30977, KNOXVILLE, TN 37930
SECURITY CAPITAL BROKERAGE, INC.
260 PEACHTREE STREET, NW, SUITE 2217, ATLANTA, GA 30303
Mailing Address: 260 PEACHTREE STREET, NW, SUITE 2200, ATLANTA, GA 30303
SECURITY DISTRIBUTORS
ONE SECURITY BENEFIT PLACE, TOPEKA, KS 66636-0001
Mailing Address: ONE SECURITY BENEFIT PLACE, TOPEKA, KS 66636
SEED EQUITY VENTURES, LLC
4640 S. HOLLADAY VILLAGE PLAZA, SUITE #206, SALT LAKE CITY, UT 84117
SEEDCHANGE EXECUTION SERVICES INC.
415 JACKSON STREET, SUITE B, SAN FRANCISCO, CA 94111
SEI INVESTMENTS DISTRIBUTION CO.
ONE FREEDOM VALLEY DRIVE, OAKS, PA 19456
SELALU PARTNERS, LLC
14 NUTMEG RIDGE, RIDGEFIELD, CT 06877
SELECT CAPITAL CORPORATION
31351 RANCHO VIEJO RD., SUITE 205, SAN JUAN CAPISTRANO, CA 92675
SELKIRK INVESTMENTS, INC.
222 N WALL ST., SUITE 402, SPOKANE, WA 99201-0831
SENAHILL SECURITIES, LLC
115 BROADWAY, 3RD FLOOR, NEW YORK, NY 10006
SENATE SECURITIES
253 WALL STREET, KINGSTON, NY 12401
Mailing Address: 253 WALL STREET, P.O. BOX 3576, KINGSTON, NY 12402
SENDERO SECURITIES, LLC
250 W NOTTINGHAM, SUITE 300, SAN ANTONIO, TX 78209
SENTINEL BROKERS COMPANY, INC.
102 XANADU PLACE, JUPITER, FL 33477
SENTINEL SECURITIES, INC.
100 QUANNAPOWITT PKWY, SUITE 300, WAKEFIELD, MA 01880
SENTINUS SECURITIES LLC
700 COMMERCE DRIVE, SUITE 170, OAK BROOK, IL 60523
SENTRY EQUITY SERVICES, INC.
1800 NORTH POINT DRIVE, STEVENS POINT, WI 54481
SEPULVEDA DISTRIBUTORS LLC
11100 SANTA MONICA BOULEVARD, SUITE 2000, LOS ANGELES, CA 90025
SEQUENCE FINANCIAL SPECIALISTS LLC
1505 KING STREET EXTENSION, SUITE 200, CHARLESTON, SC 29405
SEQUOIA EQUITIES SECURITIES CORPORATION
1655 NORTH MAIN STREET SUITE 270, WALNUT CREEK, CA 94596
SEQUOIA INVESTMENTS, INC.
3405 CHARTLEY LN NE, ROSWELL, GA 30075
SESLIA SECURITIES
2107 CRYSTAL GADE 7A, CHARLOTTE AMALIE, ST THOMAS, VI 00802
Mailing Address: 281 LOCUST STREET, PHILADELPHIA, PA 19106
SETTER CAPITAL INC.
77 BLOOR STREET WEST SUITE 1220, TORONTO, ONTARIO, M5S 1M2 CANADA
SEVEN POINTS CAPITAL, LLC
805 THIRD AVENUE, 11TH FLOOR, NEW YORK, NY 10022
SF INVESTMENTS, INC.
799 CENTRAL AVE. SUITE 350, HIGHLAND PARK, IL 60035
Mailing Address: 799 CENTRAL AVE, HIGHLAND PARK, IL 60035
SFA FINANCIAL, LLC
107 MANLY STREET, GREENVILLE, SC 29601
SFG SECURITIES, INC.
200 WANAQUE AVENUE, SUITE 307, POMPTON LAKES, NJ 07442-2130
SFI CAPITAL GROUP, LLC
1100 SUPERIOR AVENUE EAST, SUITE 1700, CLEVELAND, OH 44114
SFI INTERNATIONAL, LLC
10575 STONEBRIDGE BLVD., BOCA RATON, FL 33498
SG AMERICAS SECURITIES, LLC
245 PARK AVENUE, NEW YORK, NY 10167
SGI SECURITIES LLC
C/O SCHUPAK GROUP INC. 595 MADISON AVE., NEW YORK, NY 10022
SHANNON ADVISORS LLC
272 E. DEERPATH ROAD, SUITE 254, LAKE FOREST, IL 60045-5328
SHARE FINANCIAL SERVICES, INC.
15770 DALLAS PARKWAY, SUITE 860, DALLAS, TX 75248
SHAREHOLDERS SERVICE GROUP, INC.
9845 ERMA ROAD STE 312, SAN DIEGO, CA 92131
SHAREMASTER
460 TEWELL DRIVE, HEMET, CA 92545
SHARESPOST FINANCIAL CORPORATION
221 PINE STREET, SIXTH FLOOR, SAN FRANCISCO, CA 94104
SHASTA PARTNERS, LLC
330 BEAR HILL ROAD, SUITE 302, WALTHAM, MA 02451
SHEA & COMPANY, LLC
200 CLARENDON STREET, FLOOR 25, BOSTON, MA 02116
SHEARMAN, RALSTON INC.
333 GREENWICH AVENUE, GREENWICH, CT 06830
SHEARSON FINANCIAL SERVICES, LLC
7000 W. PALMETTO PARK ROAD, SUITE 306, BOCA RATON, FL 33433
SHELLPOINT CAPITAL LLC
140 E. 45TH ST, 37TH FLOOR, NEW YORK, NY 10017
SHELTER ROCK CAPITAL ADVISORS LLC
45 ROCKEFELLER PLAZA,, SUITE 1970, NEW YORK, NY 10111
SHERIDAN CAPITAL SECURITIES, LLC
42 HONEY LOCUST, IRVINE, CA 92606
SHERMAN & COMPANY LLC
6302 FAIRVIEW ROAD SUITE 320, CHARLOTTE, NC 28210
SHIELDS & COMPANY, INC.
890 WINTER STREET, SUITE 160, WALTHAM, MA 02451
SHINHAN INVESTMENT AMERICA INC.
1325 AVENUE OF THE AMERICAS STE. 702, NEW YORK, NY 10019
SHOPOFF SECURITIES, INC.
2 PARK PLAZA, SUITE 1120, IRVINE, CA 92614
SHOREBRIDGE CAPITAL ADVISORS, LLC
780 THIRD AVENUE, 30TH FLOOR, NEW YORK, NY 10017
SHORT HILLS CAPITAL LLC
251 E. 51ST ST.; STE 9C, NEW YORK, NY 10022
SHOT TOWER SECURITIES LLC
621 EAST PRATT STREET, SUITE 600, BALTIMORE, MD 21202
SHP SECURITIES, LLC
6310 GREENWICH DRIVE, SUITE 120, SAN DIEGO, CA 92122
SI SECURITIES, LLC
116 W HOUSTON, 6TH FLOOR, NEW YORK, NY 10012
SIA SECURITIES CORPORATION
3300 IDS CENTER, 80 S. 8TH STREET, MINNEAPOLIS, MN 55402
SIDOTI & COMPANY, LLC
1212 AVENUE OF AMERICAS, 15TH FLOOR, NEW YORK, NY 10036
SIEBERT CISNEROS SHANK & CO., L.L.C.
1999 HARRISON ST, SUITE 2720, OAKLAND, CA 94612
SIENA GLOBAL SECURITIES, LLC
2992 BURDECK DRIVE, OAKLAND, CA 94602
SIERRA PACIFIC SECURITIES, LLC
10100 W CHARLESTON AVE, SUITE 214, LAS VEGAS, NV 89135
SIG BROKERAGE, LP
140 BROADWAY, 47TH FLOOR, NEW YORK, NY 10005
Mailing Address: 401 CITY LANE AVE, BALA CYNWYD, PA 19004
SIGMA AMERICAS SECURITIES LLC
125 PARK AVENUE, 25TH FLOOR, SUITE 2525, NEW YORK, NY 10017
SIGMA FINANCIAL CORPORATION
300 PARKLAND PLAZA, ANN ARBOR, MI 48103-9508
SIGNAL HILL CAPITAL GROUP LLC
300 E. LOMBARD STREET, SUITE 1700, BALTIMORE, MD 21202-3243
SIGNAL SECURITIES, INC.
700 THROCKMORTON STREET, FORT WORTH, TX 76102-5036
SIGNATOR INVESTORS, INC.
200 BERKELEY ST 3RD FLOOR, BOSTON, MA 02117
Mailing Address: 877 EXECUTIVE CENTER DRIVE WEST, SUITE 300, ST PETERSBURG, FL 33702
SIGNATURE SECURITIES
1177 AVENUE OF THE AMERICAS, 11TH FLOOR, NEW YORK, NY 10036
SIGNET SECURITIES, LLC
250 CIVIC CENTER DRIVE, SUITE 300, COLUMBUS, OH 43215
Mailing Address: 250 CIVIC CENTER DRIVE,SUITE 300, COLUMBUS, OH 43215
SIGULER GUFF GLOBAL MARKETS, LLC
825 THIRD AVENUE, 10TH FLOOR, NEW YORK, NY 10022-9514
SII INVESTMENTS, INC.
5555 GRANDE MARKET DRIVE, APPLETON, WI 54913-8403
Mailing Address: P.O. BOX 5097, APPLETON, WI 54912-5097
SIKICH CORPORATE FINANCE LLC
1415 W. DIEHL RD., SUITE 400, NAPERVILLE, IL 60563
SILBER BENNETT FINANCIAL, INC.
16133 VENTURA BLVD., SUITE 700, ENCINO, CA 91436
SILICON VALLEY PARTNERS LLC
5871 E SANNA STREET, PARADISE VALLEY, AZ 85253
SILICON VALLEY SECURITIES, INC.
4880 STEVENS CREEK BLVD #100, SUITE 100, SAN JOSE, CA 95129-1034
Mailing Address: 4880 STEVENS CREEK BLVD. #100, SUITE 100, SAN JOSE, CA 95129-1034
SILVER LANE ADVISORS LLC
515 MADISON AVENUE, 35TH FLOOR, NEW YORK, NY 10022
SILVER LEAF PARTNERS, LLC
420 LEXINGTON AVENUE, SUITE 2805, NEW YORK, NY 10170-2200
SILVER OAK SECURITIES, INCORPORATED
403 N. PARKWAY, SUITE 202, JACKSON, TN 38305
Mailing Address: 403 N. PARKWAY, STE 202, JACKSON, TN 38305
SILVERGROVE ADVISORS LLC
275 MADISON AVE., SUITE 1415, NEW YORK, NY 10016
SILVERMARK PARTNERS LLC
3102 WEST END AVE., SUITE 150, NASHVILLE, TN 37203
SILVERWOOD PARTNERS
SILVERWOOD FARM PLACE, 32 PLEASANT STREET, SHERBORN, MA 01770
SIMMONS FIRST INVESTMENT GROUP, INC.
11700 CANTRELL ROAD, LITTLE ROCK, AR 72223
SIMPLICITY FINANCIAL INVESTMENT SERVICES, INC.
190 TRUMBULL STREET, SUITE 301, HARTFORD, CT 06103
Mailing Address: 190 TRUMBULL STREET, SUITE 301, HARTFORD, CT 06103
SINGER XENOS SECURITIES, CORP.
800 DOUGLAS ROAD, SUITE 900, CORAL GABLES, FL 33134-3187
SINGPOLI WEALTH MANAGEMENT LLC
25 EAST FOOTHILL BLVD, ARCADIA, CA 91006
SISK INVESTMENT SERVICES, INC.
61 SABINE ROAD, SYOSSET, NY 11791
SISUNG SECURITIES CORPORATION
PLACE ST. CHARLES, 201 ST. CHARLES AVE., STE 4240, NEW ORLEANS, LA 70170
SITUS CAPITAL MANAGEMENT LLC
6 CONCOURSE PARKWAY, SUITE 3000, ATLANTA, GA 30328
SIXPOINT PARTNERS LLC
830 THIRD AVENUE, 8TH FLOOR, NEW YORK, NY 10022
SIXTEEN SECURITIES, INC.
5790 SUNSET DRIVE, SOUTH MIAMI, FL 33143
SKA SECURITIES, INC.
22725 FAIRVIEW CENTER DRIVE, SUITE 100, FAIRVIEW PARK, OH 44126
SKB SECURITIES
222 SW COLUMBIA STREET, SUITE 700, PORTLAND, OR 97201
SKYWAY CAPITAL MARKETS, LLC
100 NORTH TAMPA STREET, SUITE 3550, TAMPA, FL 33602
SKYWORKS SECURITIES, LLC
283 GREENWICH AVENUE, 4TH FLOOR, GREENWICH, CT 06830
SLAVIC INVESTMENT CORPORATION
1075 BROKEN SOUND PARKWAY NW, SUITE 100, BOCA RATON, FL 33487-3540
SLCA CAPITAL, LLC
2517 WESTGATE STREET, HOUSTON, TX 77019
Mailing Address: 2517 WESTGATE STREET, HOUSTON, TX 77019
SLUSSER ASSOCIATES INC.
250 PARK AVENUE, SUITE 7063, NEW YORK, NY 10177
SMBC NIKKO SECURITIES AMERICA, INC.
277 PARK AVENUE FIFTH FLOOR, NEW YORK, NY 10172
SMI CAPITAL MARKETS LLC
11820 NORTHUP WAY SUITE E200, BELLEVUE, WA 98005
Mailing Address: 12715 NE 36TH STREET, BELLEVUE, WA 98005
SMITH POINT CAPITAL LTD
322 CIRCLE PARK PLACE, CHAPEL HILL, NC 27517
SMITH, BROWN & GROOVER, INC.
4001 VINEVILLE AVENUE, MACON, GA 31210-5039
SMITH, MOORE & CO.
7777 BONHOMME AVE., SUITE 2400, CLAYTON, MO 63105
SMITHER & COMPANY CAPITAL MARKETS, LLC
3508 SEMINARY AVE, RICHMOND, VA 23227
Mailing Address: 3508 SEMINARY AVE, RICHMOND, VA 23227
SMTX, LLC
311 WEST 43RD STREET, PENTHOUSE, NEW YORK, NY 10036
Mailing Address: 311 WEST 43RD STREET, 12TH FLOOR, NEW YORK, NY 10036
SNOWDEN ACCOUNT SERVICES LLC
540 MADISON AVE, 9TH FLOOR, NEW YORK, NY 10022
SOFI SECURITIES LLC
ONE LETTERMAN DRIVE, BUILDING A, SUITE 4700, SAN FRANCISCO, CA 94129
SOGOTRADE, INC.
11 BROADWAY, SUITE 514, NEW YORK, NY 10004
Mailing Address: 1 MCBRIDE AND SON CENTER DRIVE, SUITE 288, CHESTERFIELD, MO 63005
SOJOURNER SECURITIES, LLC
223 EAST BLVD, SUITE 300, CHARLOTTE, NC 28203
SOLEBURY CAPITAL LLC
400 SOUTH RIVER ROAD,, SUITE 300, NEW HOPE, PA 18938
SOLIC CAPITAL LLC
1603 ORRINGTON AVE, SUITE 1600, EVANSTON, IL 60201
SOLIUM FINANCIAL SERVICES LLC
50 TICE BOULEVARD, SUITE A-18, WOODCLIFF LAKE, NJ 07677-7654
SOMERSET SECURITIES, INC.
4600 S.W. KELLY AVE, PORTLAND, OR 97239
SONENSHINE & COMPANY LLC
10 EAST 53RD STREET, 24TH FLOOR, NEW YORK, NY 10022
Mailing Address: 10 EAST 53RD STREET, 24TH FLOOR, NEW YORK, NY 10022
SORRENTO PACIFIC FINANCIAL, LLC
10150 MEANLEY DRIVE, 1ST FLOOR, SAN DIEGO, CA 92131
SORSBY FINANCIAL CORP.
676 N MICHIGAN AVE, SUITE 3605, CHICAGO, IL 60611
SOUTH ATLANTIC ENTERPRISES, INC.
6135 PARK SOUTH DRIVE, SUITE 510, CHARLOTTE, NC 28210
SOUTH STREET SECURITIES LLC
825 THIRD AVE, 35TH FLOOR, NEW YORK, NY 10022
SOUTH TEXAS SECURITIES CO.
13027 TAYLORCREST, HOUSTON, TX 77079
Mailing Address: PO BOX 79626, HOUSTON, TX 77279
SOUTHAMPTON INVESTMENT SERVICES INC.
395 HUDSON STREET, SUITE 701, NEW YORK, NY 10014
SOUTHEAST INVESTMENTS, N.C., INC.
820 TYVOLA ROAD-SUITE 104, CHARLOTTE, NC 28217
SOUTHERN TRUST SECURITIES, INC.
2307 DOUGLAS RD STE 301, MIAMI, FL 33145
SOVEREIGN GLOBAL ADVISORS LLC
68 SOUTH SERVICE RD, SUITE 100, MELVILLE, NY 11747
SOVEREIGN LEGACY SECURITIES, INC.
100 GRAY FOX RUN, PINEHURST, NC 28374
Mailing Address: P.O. BOX 2299, SOUTHERN PINES, NC 28388
SP SECURITIES LLC
1800 ST. JAMES PLACE, SUITE 400, HOUSTON, TX 77056
SPAREBANK 1 CAPITAL MARKETS INC.
1 ALHAMBRA PLAZA, PENTHOUSE SUITE, CORAL GABLES, FL 33134
SPARRING PARTNERS CAPITAL LLC
420 LEXINGTON AVENUE, SUITE 2458, NEW YORK CITY, NY 10170
SPARTAN CAPITAL SECURITIES, LLC
45 BROADWAY, 9TH FLOOR, NEW YORK, NY 10006
SPARTAN SECURITIES GROUP, LTD.
15500 ROOSEVELT BLVD, SUITE 303, CLEARWATER, FL 33760
SPEARHEAD CAPITAL, LLC
12012 SOUTH SHORE BLVD, SUITE 112, WELLINGTON, FL 33414
SPECTRUM ASSET MANAGEMENT, INC.
2 HIGH RIDGE PARK, 2ND FLOOR, STAMFORD, CT 06905
Mailing Address: 2 HIGH RIDGE PARK, 2ND FLOOR, STAMFORD, CT 06905
SPEEDROUTE LLC
29 BROADWAY, 30TH FLOOR, NEW YORK, NY 10006
SPENCER CLARKE LLC
79 MADISON AVE, 8TH FLOOR, NEW YORK, NY 10016
Mailing Address: 79 MADISON AVE, SUITE 1704, NEW YORK, NY 10016
SPENCER EDWARDS, INC.
6851 SO HOLLY CIRCLE, SUITE 200, CENTENNIAL, CO 80112
Mailing Address: 6851 SO HOLLY CIRCLE, SUITE 200, CENTENNIAL, CO 80112
SPENCER-WINSTON SECURITIES CORPORATION
45 WEST 47TH STREET SUITE 402, NEW YORK, NY 10036-2825
SPIDERROCK EXS, LLC
300 S. RIVERSIDE PLAZA, SUITE 2350, CHICAGO, IL 60606
SPIRE SECURITIES, LLC
1840 MICHAEL FARADAY DR., SUITE 105, RESTON, VA 20190
SPOKE FINANCIAL, LLC
277 W. NATIONWIDE BLVD., SUITE 250, COLUMBUS, OH 43215
SPOONHILL ASSET MANAGEMENT INC.
794 JERUSALEM ROAD, COHASSET, MA 02025
SPOT QUOTE LLC
3225 SMOKY RIDGE ROAD, AUSTIN, TX 78730
SPOUTING ROCK CAPITAL ADVISORS, LLC
925 W. LANCASTER AVENUE, SUITE 250, BRYN MAWR, PA 19010
SPP CAPITAL PARTNERS L L C
340 MADISON AVENUE, 10TH FLOOR, NEW YORK, NY 10173
SPREADZERO LLC
33 WEST 19TH STREET, 4TH FLOOR, NEW YORK, NY 10011
Mailing Address: 3580 OCEAN TERRACE, LAVALLETTE, NJ 08735
SPRINKLEBROKERAGE, INC.
116 OGDEN AVE., 3A, JERSEY CITY, NJ 07307
SPROTT GLOBAL RESOURCE INVESTMENTS LTD
1910 PALOMAR POINT WAY, SUITE 200, CARLSBAD, CA 92008
SPURRIER CAPITAL PARTNERS LLC
505 PARK AVENUE, 16TH FLOOR, NEW YORK, NY 10022-1106
SQN SECURITIES LLC
100 ARBORETUM DRIVE, SUITE 105, PORTSMOUTH, NH 03801
SQUARE GLOBAL MARKETS
68 VIOLET PLACE, RHINEBECK, NY 12572
Mailing Address: P.O. BOX 891, RHINEBECK, NY 12572
SRA SECURITIES, LLC
1120 SIXTH AVENUE, 4TH FLOOR, NEW YORK, NY 10036
SSG CAPITAL ADVISORS, LLC
300 BARR HARBOR DRIVE, SUITE 420, WEST CONSHOHOCKEN, PA 19428
ST. BERNARD FINANCIAL SERVICES, INC.
1609 WEST MAIN ST., RUSSELLVILLE, AR 72801
ST. GERMAIN SECURITIES, INC.
1500 MAIN STREET, SPRINGFIELD, MA 01115
STACEY BRAUN FINANCIAL SERVICES, INC.
377 BROADWAY, NEW YORK, NY 10013
STANCORP EQUITIES, INC.
1100 SW SIXTH AVENUE, PORTLAND, OR 97204-1093
Mailing Address: 900 SW 5TH AVENUE, C22, PORTLAND, OR 97204-1093
STANDARD CHARTERED SECURITIES NORTH AMERICA LLC
1095 AVENUE OF THE AMERICAS, NEW YORK, NY 10036
STANDARD LIFE INVESTMENTS SECURITIES LLC
ONE BEACON STREET, 34TH FLOOR, BOSTON, MA 02108-3106
STANDARD NEW YORK, INC.
520 MADISON AVENUE, 28TH FLOOR, NEW YORK, NY 10022
STANFORD GROUP COMPANY
1600 BARKERS POINT LN, SUITE 145, HOUSTON, TX 77079
STANLEY LAMAN GROUP SECURITIES, LLC
1235 WESTLAKES DRIVE, SUITE 295, BERWYN, PA 19312
STANNARD FINANCIAL SERVICES, LLC
504 EAST MAIN, PIPESTONE, MN 56164
STANWICH ADVISORS LLC
1 DOCK STREET, 6TH FLOOR, STAMFORD, CT 06902
STAR AMERICA CAPITAL ADVISORS, LLC
390 NORTH BROADWAY, 3RD FLOOR, JERICHO, NY 11753
STAR MOUNTAIN ADVISORS, LLC
TOWER 57 AT 135 EAST 57TH STREET, 25TH FLOOR, NEW YORK, NY 10022
STARK MUNICIPAL BROKERS
28632 ROADSIDE DRIVE, SUITE 215, AGOURA, CA 91301
STARLIGHT FUNDING INVESTMENTS, LLC
1307 BONITA AVE, BERKELEY, CA 94709
STARR STRATEGIC PARTNERS, LLC
399 PARK AVENUE, 2ND FLOOR, NEW YORK, NY 10022
Mailing Address: 399 PARK AVENUE, 9TH FLOOR, NEW YORK, NY 10022
STARSHAK WINZENBURG & CO
55 W. MONROE ST., SUITE 2530, CHICAGO, IL 60603-5008
STARWOOD CAPITAL, L.L.C.
591 WEST PUTNAM AVENUE, GREENWICH, CT 06830
STASH CAPITAL LLC
19 WEST 22ND STREET, 12TH FL, NEW YORK, NY 10010
STATE FARM VP MANAGEMENT CORP.
ONE STATE FARM PLAZA, BLOOMINGTON, IL 61710-0001
STATE STREET GLOBAL ADVISORS FUNDS DISTRIBUTORS, LLC
STATE STREET FINANCIAL CENTER, ONE LINCOLN STREET, BOSTON, MA 02111
Mailing Address: STATE STREET FINANCIAL CENTER, ONE LINCOLN STREET, 32ND FLOOR, BOSTON, MA 02111
STATE STREET GLOBAL MARKETS, LLC
STATE STREET FINANCIAL CENTER, ONE LINCOLN STREET, BOSTON, MA 02111
STATESMAN CORPORATE FINANCE, LLC
1900 WEST LOOP SOUTH, SUITE 850, HOUSTON, TX 77027
STATETRUST INVESTMENTS INC.
800 BRICKELL AVENUE – SUITE 100, MIAMI, FL 33131
STEBEN & COMPANY, INC.
9711 WASHINGTONIAN BLVD., SUITE 400, GAITHERSBURG, MD 20878
Mailing Address: 9711 WASHINGTONIAN BLVD., SUITE 400, GAITHERSBURG, MD 20878
STEPHEN A. KOHN & ASSOCIATES, LTD.
7114 W. JEFFERSON AVE., SUITE 305, LAKEWOOD, CO 80235
STEPHENS
111 CENTER STREET, LITTLE ROCK, AR 72201-3507
STERLING CAPITAL DISTRIBUTORS, LLC
899 CASSATT ROAD, 400 BERWYN PARK, BERWYN, PA 19312
STERLING MONROE SECURITIES, LLC
168 FOREST AVENUE, LOCUST VALLEY, NY 11560
STERLING SMITH CORPORATION
4326A SCOTLAND, HOUSTON, TX 77007
STERLING SOFTWARE SERVICES, INC.
1001 AVENUE OF THE AMERICAS, 16TH FLOOR, NEW YORK, NY 10018
STERLING, GRACE MUNICIPAL SECURITIES CORPORATION
100 SUMMERHILL ROAD, SPOTSWOOD, NJ 08884-1278
Mailing Address: 100 SUMMERHILL ROAD, SPOTSWOOD, NJ 08884
STERN BROTHERS & CO.
8000 MARYLAND AVE., SUITE 800, ST. LOUIS, MO 63105-3911
STERN CAPITAL LLC
420 LEXINGTON AVENUE, SUITE 300, NEW YORK, NY 10170
STEWARD SECURITIES GROUP LLC
17615 PRIMROSE MEADOW LANE, HOUSTON, TX 77095
STIFEL, NICOLAUS & COMPANY, INCORPORATED
501 NORTH BROADWAY, ST. LOUIS, MO 63102
STILLPOINT CAPITAL, LLC
13301 W. HILLSBOROUGH AVENUE, SUITE 101, TAMPA, FL 33635
STINSON SECURITIES, LLC
220 SANSOME STREET, SUITE 1330, SAN FRANCISCO, CA 94104
Mailing Address: 220 SANSOME STREET, SAN FRANCISCO, CA 94104
STIRA CAPITAL MARKETS GROUP, LLC
18100 VON KARMAN AVE., SUITE 500, IRVINE, CA 92612
STOCK TRADERS
16152 BEACH BLVD., SUITE 271, HUNTINGTON BEACH, CA 92647-3815
STOCKCROSS FINANCIAL SERVICES, INC.
9464 WILSHIRE BOULEVARD, BEVERLY HILLS, CA 90212
STOCKKINGS CAPITAL LLC
26 BROADWAY, SUITE 934, NEW YORK, NY 10004
STOCKPILE INVESTMENTS, INC.
150 E COLORADO BLVD, SUITE 210, PASADENA, CA 91105
STOCKSHIELD, LLC
633 WEST FIFTH STREET, SUITE 2800, LOS ANGELES, CA 90071
STOEVER, GLASS & COMPANY INC.
30 WALL STREET, NEW YORK, NY 10005
STONE KEY SECURITIES LLC
411 WEST PUTNAM AVENUE, GREENWICH, CT 06830
STONEBRIDGE SECURITIES, LLC.
12510 198TH DR.NE, WOODINVILLE, WA 98077
Mailing Address: 16541 REDMOND WAY 290C, REDMOND, WA 98052
STONECASTLE SECURITIES, LLC
152 WEST 57TH STREET, 35TH FLOOR, NEW YORK, NY 10019
STONECREST CAPITAL MARKETS, INC.
300 W. 6TH ST., SUITE 1520, AUSTIN, TX 78701
STONEGATE CAPITAL MARKETS, INC.
8201 PRESTON ROAD, SUITE 325, DALLAS, TX 75225
STONEHAVEN, LLC
275 MADISON AVENUE, SUITE 2002, NEW YORK, NY 10016
STONELIVING SECURITIES, LLC
443 NORTH CLARK STREET, SUITE 200, CHICAGO, IL 60654
STONEPINE ADVISORS, LLC
200 MIDDLEFIELD ROAD, SUITE 104, MENLO PARK, CA 94025
STONINGTON CORPORATION
342 WEST 22ND STREET, NEW YORK, NY 10011
Mailing Address: 250 PARK AVENUE, SUITE 700, NEW YORK, NY 10177
STONINGTON DRIVE SECURITIES LLC
51 JFK PARKWAY FIRST FLOOR WEST, SHORT HILLS, NJ 07078
STONNINGTON GROUP, LLC
21031 VENTURA BOULEVARD, SUITE 1201, WOODLAND HILLS, CA 91364
STORMHARBOUR SECURITIES LP
452 FIFTH AVENUE, 29TH FLOOR, NEW YORK, NY 10018
STOUT CAUSEY CAPITAL CORPORATION
6011 UNIVERSITY BOULEVARD, SUITE 490, ELLICOTT CITY, MD 21043
STOUT RISIUS ROSS ADVISORS, LLC
31700 MIDDLEBELT RD, SUITE 150, FARMINGTON HILLS, MI 48334
Mailing Address: 4000 TOWN CENTER, 20TH FLOOR, SOUTHFIELD, MI 48075
STRATEGAS SECURITIES, LLC DBA STRATEGAS RESEARCH PARTNERS
52 VANDERBILT AVENUE, 8TH FLOOR, NEW YORK, NY 10017
STRATEGIC CAPITAL INVESTMENTS, LLC
701 RIVERSEDGE DR, SALINE, MI 48176
Mailing Address: P.O. BOX 3, SALINE, MI 48176
STRATEGIC MARKETING SOLUTIONS LTD., LLC
2302B BRIDGEWAY, SAUSALITO, CA 94965
STRATFORD PARTNERS
142 W. 57TH STREET, 12TH FLOOR, NEW YORK, NY 10019
STRAUS CAPITAL, LLC
50 PRINCETON-HIGHTSTOWN ROAD, (SUITE J), PRINCETON JUNCTION, NJ 08550
STRUCTURA GROUP, LTD.
344 N. OLD WOODWARD, BIRMINGHAM, MI 48009
STUART FRANKEL & CO., INCORPORATED
60 CUTTER MILL ROAD, SUITE 210, GREAT NECK, NY 11021
STUART PORTFOLIO CONSULTANTS, L.P.
223 EAST 83 STREET, SUITE 2, NEW YORK, NY 10028
STURDIVANT & CO. INC
3000 ATRIUM WAY, SUITE 520, MT. LAUREL, NJ 08054
STUYVESANT SQUARE ADVISORS, INC.
30 OLD KINGS HIGHWAY SOUTH, SUITE 228, DARIEN, CT 06820
SUMMIT BROKERAGE SERVICES, INC.
595 S. FEDERAL HIGHWAY, SUITE 500, BOCA RATON, FL 33432
Mailing Address: 595 SOUTH FEDERAL HIGHWAY, SUITE 500, BOCA RATON, FL 33432
SUMMIT EQUITIES, INC.
4 CAMPUS DRIVE, PARSIPPANY, NJ 07054-0413
SUMMIT TRAIL SECURITIES, LLC
2 GRAND CENTRAL TOWER, 140 E. 45TH STREET, NEW YORK, NY 10017
SUMRIDGE PARTNERS, LLC
111 TOWN SQUARE PLACE, JERSEY CITY, NJ 07310
Mailing Address: 111 TOWN SQUARE, JERSEY CITY, NJ 07310
SUN LIFE FINANCIAL DISTRIBUTORS, INC.
ONE SUN LIFE EXECUTIVE PARK, WELLESLEY HILLS, MA 02481
SUN LIFE INSTITUTIONAL DISTRIBUTORS (U.S.) LLC
600 CALIFORNIA STREET, SUITE 560, SAN FRANCISCO, CA 94108
SUN TRADING LLC
100 S WACKER, SUITE 300, CHICAGO, IL 60606
SUN’S BROTHERS SECURITIES INC.
6770 HAWAII KAI DRIVE #209, HONOLULU, HI 96825
SUNBELT SECURITIES, INC.
2700 POST OAK BLVD STE 1700, HOUSTON, TX 77056
SUNDIAL GROUP, LLC
200 SOUTH ANDREWS AVENUE, SUITE 602, FT. LAUDERDALE, FL 33301
SUNRISE BROKERS LLC
1500 BROADWAY, 25TH FLOOR, NEW YORK, NY 10036
SUNSET FINANCIAL SERVICES, INC.
3520 BROADWAY, KANSAS CITY, MO 64111
Mailing Address: P.O. BOX 219365, KANSAS CITY, MO 64121-9365
SUNSTREET SECURITIES, LLC
10320 W. MCDOWELL RD, BLDG F, SUITE 6018, AVONDALE, AZ 85392
SUNTRUST INVESTMENT SERVICES, INC.
303 PEACHTREE CENTER AVE, SUITE 140, ATLANTA, GA 30303
SUNTRUST ROBINSON HUMPHREY, INC.
3333 PEACHTREE ROAD, N.E., ATLANTA FINANCIAL CENTER, SOUTH TOWER, 9TH FLOOR, ATLANTA, GA 30326
SUPERIOR FINANCIAL SERVICES,INC.
N168 W21931 MAIN STREET, JACKSON, WI 53037
Mailing Address: PO BOX 139, JACKSON, WI 53037
SUPPORT SERVICES FINANCIAL ADVISORS, INC.
7335 EAST ORCHARD RD, SUITE 200, GREENWOOD VILLAGE, CO 80111-2512
SUPREME ALLIANCE LLC
3914 APPLETON WAY, WILMINGTON, NC 28412
SURETY FINANCIAL SERVICES INC.
3375 PARK AVENUE, SUITE 3006, WANTAGH, NY 11793-3712
SURYA CAPITALE SECURITIES LLC
55 WALL STREET, SUITE 530B, NEW YORK, NY 10005
SUSQUEHANNA FINANCIAL GROUP, LLLP
401 CITY AVE, SUITE 220, BALA CYNWYD, PA 19004-1122
SUSTAINABLE DEVELOPMENT CAPITAL, LLC
1120 AVENUE OF THE AMERICAS, SUITE 4045, NEW YORK, NY 10036
SUTTER SECURITIES INCORPORATED
220 MONTGOMERY STREET, SUITE 468, SAN FRANCISCO, CA 94104
Mailing Address: 220 MONTGOMERY STREET, SUITE 468, SAN FRANCISCO, CA 94104-1609
SVB SECURITIES, A NON-BANK AFFILIATE OF SILICON VALLEY BANK
505 HOWARD STREET, 3RD FLOOR, SAN FRANCISCO, CA 94105
SW FINANCIAL
1295 WALT WHITMAN RD., SUITE A, MELVILLE, NY 11747
SWARTWOOD, HESSE INC.
747 THIRD AVENUE, 2ND FLOOR, NEW YORK, NY 10017
SWBC INVESTMENT SERVICES, LLC
9311 SAN PEDRO, STE 600, SAN ANTONIO, TX 78216
SWEDBANK SECURITIES US, LLC
ONE PENN PLAZA, 15TH FLOOR, NEW YORK, NY 10119
SWENEY CARTWRIGHT & COMPANY
17 SOUTH HIGH STREET SUITE 300, COLUMBUS, OH 43215-3438
SWISS RE CAPITAL MARKETS CORPORATION
1301 AVENUE OF THE AMERICAS, 43RD FLOOR, NEW YORK, NY 10019
SWORD SECURITIES LLC
90 NASSAU ST., 5TH FLOOR, PRINCETON, NJ 08542
SYCAMORE FINANCIAL GROUP
2713 ROCKFORD LANE, KOKOMO, IN 46902-4058
Mailing Address: 2713 ROCKFORD LANE, KOKOMO, IN 46902
SYKES FINANCIAL SERVICES LLC
213 N MARKET ST, SUITE 202, WASHINGTON, NC 27889
SYMETRA SECURITIES, INC.
777 108TH AVE NE, SUITE 1200, BELLEVUE, WA 98004-5135
SYMPHONIC SECURITIES LLC
400 PARK AVENUE, NEW YORK, NY 10022
SYNDICATED CAPITAL, INC.
1299 OCEAN AVENUE 2ND FLOOR, SANTA MONICA, CA 90401
SYNERGY ADVISORS, LLC
840 APOLLO STREET, SUITE 213, EL SEGUNDO, CA 90245
SYNERGY CAPITAL I, LLC
40 FULTON STREET, NEW YORK, NY 10038
SYNOVUS SECURITIES, INC.
1137 FIRST AVENUE – 2ND FLOOR, COLUMBUS, GA 31901
Mailing Address: P.O. BOX 2628, COLUMBUS, GA 31902-2628