Revere Securities – Investor Alert
Galvin Legal is launching an investigation on behalf of investors who may have suffered losses investing with Revere Securities. If you suffered losses investing with Revere Securities, then Galvin Legal may be able to help you recover your losses in a Financial Industry Regulatory Authority (“FINRA“) arbitration claim.
Revere Securities (CRD# 14178) (SEC# 8-30511)
As of October 21, 2016, Revere Securities’ FINRA BrokerCheck Report contains the following:
8 Regulatory Event Disclosures
0 Civil Event Disclosures
3 Arbitration Disclosures
0 Bond Disclosures
Main Office Location
12 EAST 52 STREET 5TH FLOOR
NEW YORK, NY 10022
Mailing Address
12 EAST 52 STREET 5TH FLOOR
NEW YORK, NY 10022
Business Telephone Number
212-688-2350
Direct Owners and Executive Officers
REVERE INVESTMENT HOLDINGS LLC – SHAREHOLDER
BARNETT, DANIEL JOSEPH (CRD# 2294762) – EXECUTIVE CHAIRMAN
MORENO, WILLIAM FRANCIS (CRD# 2801621) – CEO / MANAGING MEMBER
MORENO, WILLIAM FRANCIS (CRD# 2801621) – CFO FINOP
SLAVINSKY, CHARLES JOSEPH (CRD# 2807658) – CHIEF COMPLIANCE OFFICER / BRANCH MANAAGER
FINRA requires brokerage firms to conduct due diligence on investments and to conduct a suitability analysis when recommending securities to a customer that takes into account the customer’s knowledge and experience. Brokerage firms that fail to conduct adequate due diligence or that make unsuitable recommendations can be held responsible for the customer’s losses in a FINRA arbitration claim.
If you suffered losses investing with Revere Securities and would like a free consultation with a securities attorney, then please call Galvin Legal at 1-800-405-5117.
Galvin Legal is a national securities arbitration, mediation, fraud, and investor protection law practice. For more information on Galvin Legal, please visit www.galvinlegal.com or call 1-800-405-5117.
