Robert W Baird & Co – Investor Alert
Galvin Legal is launching an investigation on behalf of investors who may have suffered losses investing with Robert W Baird & Co. If you suffered losses investing with Robert W Baird & Co, then Galvin Legal may be able to help you recover your losses in a Financial Industry Regulatory Authority (“FINRA“) arbitration claim.
Robert W Baird & Co (CRD# 8158) (SEC# 8-497)
As of September 12, 2016, Robert W Baird & Co’s FINRA BrokerCheck Report contains the following:
34 Regulatory Event Disclosures
0 Civil Event Disclosures
34 Arbitration Disclosures
0 Bond Disclosures
Main Office Location
777 E. WISCONSIN AVENUE
MILWAUKEE, WI 53202
Mailing Address
P.O. BOX 672
MILWAUKEE, WI 53201
Business Telephone Number
414-765-3500
Direct Owners and Executive Officers
BAIRD FINANCIAL CORPORATION – SHAREHOLDER
BOOTH, STEVEN GREGORY (CRD# 2147388) – CHIEF EXECUTIVE OFFICER, PRESIDENT, DIRECTOR
FREIBURGER, JEFFRY FRANK (CRD# 1041997) – CHIEF COMPLIANCE OFFICER
LAWTON, PATRICK STEVEN (CRD# 1007318) – DIRECTOR
MAHLER, WILLIAM WALTER (CRD# 1545141) – DIRECTOR
MAXWELL, TERRANCE PATRICK (CRD# 1463158) – CHIEF FINANCIAL OFFICER
PALMER, ANGELA MARIE (CRD# 4915568) – CCO OF INVESTMENT ADVISOR
PURCELL, PAUL EDWARD (CRD# 844873) – CHAIRMAN, DIRECTOR
SCHROEDER, MICHAEL JOHN (CRD# 1483012) – DIRECTOR
SCHULTZ, PAUL LEE (CRD# 1965163) – GENERAL COUNSEL, SECRETARY
SCHWEI, RUSSELL PAUL (CRD# 1291551) – CHIEF OPERATIONS OFFICER
STANEK, MARY ELLEN (CRD# 2006493) – DIRECTOR
FINRA requires brokerage firms to conduct due diligence on investments and to conduct a suitability analysis when recommending securities to a customer that takes into account the customer’s knowledge and experience. Brokerage firms that fail to conduct adequate due diligence or that make unsuitable recommendations can be held responsible for the customer’s losses in a FINRA arbitration claim.
If you suffered losses investing with Robert W Baird & Co and would like a free consultation with a securities attorney, then please call Galvin Legal at 1-800-405-5117.
Galvin Legal is a national securities arbitration, mediation, fraud, and investor protection law practice. For more information on Galvin Legal, please visit www.galvinlegal.com or call 1-800-405-5117.
