Did you suffer investment losses with Sanctuary Securities (CRD# 205) (SEC# 801-67588, 8-22752)?
Galvin Legal, PLLC is launching an investigation on behalf of investors who may have suffered losses investing with Sanctuary Securities. If you suffered losses investing with Sanctuary Securities, then Galvin Legal, PLLC may be able to help you recover your losses in a Financial Industry Regulatory Authority (“FINRA“) arbitration claim.
As of April 4, 2020, Sanctuary Securities’s FINRA BrokerCheck Report contains the following:
17 Regulatory Event Disclosures
8 Arbitration Disclosures
1 Bond Disclosures
Main Office Location
250 W., 96TH ST.
#300
INDIANAPOLIS, IN 46260-1329
UNITED STATES
Mailing Address
250 W., 96TH ST.
#300
INDIANAPOLIS, IN 46260-1329
UNITED STATES
Business Telephone Number
317-633-1799
Sanctuary Securities’s Direct Owners and Executive Officers
SANCTUARY WEALTH GROUP, LLC, SOLE SHAREHOLDER
CHASE, KEVIN PAUL (CRD#:1626158), CHIEF COMPLIANCE OFFICER
SHANE, DAVID MICHAEL (CRD#:6970112), CFO
WALTER, ROBERT (CRD#:2507287), PRESIDENT & CEO
FINRA requires brokerage firms to conduct due diligence on investments and to conduct a suitability analysis when recommending securities to a customer that takes into account the customer’s knowledge and experience. Brokerage firms that fail to conduct adequate due diligence or that make unsuitable recommendations can be held responsible for the customer’s losses in a FINRA arbitration claim.
If you suffered losses investing with Sanctuary Securities and would like a free consultation with a securities attorney, then please call Galvin Legal, PLLC at 1-800-405-5117.
This information is all publicly available and is being provided to you by Galvin Legal, PLLC.
Galvin Legal, PLLC is a national securities arbitration, securities mediation, securities litigation, securities fraud, securities regulation and compliance, and investor protection law practice. For more information on Galvin Legal, PLLC and its representation of investors, please visit www.galvinlegal.com or call 1-800-405-5117.
Formerly Known As, Aliases, and Affiliates
ACORN ADVISORS GROUP, BAYLEY INVESTMENT GROUP, CERULEAN PRIVATE WEALTH ADVISORS, LLC, COOKE FINANCIAL GROUP LLC, DAVID A. NOYES & COMPANY, HOLDER LEGACY WEALTH PARTNERS, LIONS WEALTH MANAGEMENT, NAVIS WEALTH MANAGEMENT, NOYES GROUP, LLC, OTLEY PRIVATE WEALTH MANAGEMENT, QUIRINI GROUP, RICEBARRETT FAMILY WEALTH, SANCTUARY WEALTH PARTNERS, SMITHBERG GROUP, THE HERITAGE FINANCIAL GROUP, THE MANCUSI GROUP, ACORN ADVISORS GROUP, BAYLEY INVESTMENT GROUP, CERULEAN PRIVATE WEALTH ADVISORS, LLC, COOKE FINANCIAL GROUP LLC, DAVID A. NOYES & COMPANY, HOLDER LEGACY WEALTH PARTNERS, LIONS WEALTH MANAGEMENT, NAVIS WEALTH MANAGEMENT, NOYES GROUP, LLC, OTLEY PRIVATE WEALTH MANAGEMENT, QUIRINI GROUP, RICEBARRETT FAMILY WEALTH, SANCTUARY WEALTH PARTNERS, SMITHBERG GROUP, THE HERITAGE FINANCIAL GROUP, THE MANCUSI GROUP
