Sigma Financial Corporation – Investor Alert
Galvin Legal is launching an investigation on behalf of investors who may have suffered losses investing with Sigma Financial Corporation. If you suffered losses investing with Sigma Financial Corporation, then Galvin Legal may be able to help you recover your losses in a Financial Industry Regulatory Authority (“FINRA“) arbitration claim.
Sigma Financial Corporation (CRD# 14303) (SEC# 8-30466)
As of August 24, 2016, Sigma Financial Corporation’s FINRA BrokerCheck Report contains the following:
11 Regulatory Event Disclosures
0 Civil Event Disclosures
13 Arbitration Disclosures
0 Bond Disclosures
Main Office Location
300 PARKLAND PLAZA
ANN ARBOR, MI 48103-9508
Mailing Address
300 PARKLAND PLAZA
ANN ARBOR, MI 48103-9508
Business Telephone Number
734-663-1611
Direct Owners and Executive Officers
RYDELL, JEROME STANLEY (CRD# 408389) – PRESIDENT
MCCLELLAN, JOHN ALEXANDER (CRD# 4016479) – CHIEF COMPLIANCE OFFICER
FINRA requires brokerage firms to conduct due diligence on investments and to conduct a suitability analysis when recommending securities to a customer that takes into account the customer’s knowledge and experience. Brokerage firms that fail to conduct adequate due diligence or that make unsuitable recommendations can be held responsible for the customer’s losses in a FINRA arbitration claim.
If you suffered losses investing with Sigma Financial Corporation and would like a free consultation with a securities attorney, then please call Galvin Legal at 1-800-405-5117.
Galvin Legal is a national securities arbitration, mediation, fraud, and investor protection law practice. For more information on Galvin Legal, please visit www.galvinlegal.com or call 1-800-405-5117.
