Signator Investors – Investor Alert
Galvin Legal is launching an investigation on behalf of investors who may have suffered losses investing with Signator Investors. If you suffered losses investing with Signator Investors, then Galvin Legal may be able to help you recover your losses in a Financial Industry Regulatory Authority (“FINRA“) arbitration claim.
Signator Investors (CRD# 468) (SEC# 8-13995)
As of September 12, 2016, Signator Investors’s FINRA BrokerCheck Report contains the following:
13 Regulatory Event Disclosures
0 Civil Event Disclosures
12 Arbitration Disclosures
1 Bond Disclosures
Main Office Location
380 STUART STREET (S-8)
BOSTON, MA 02116
Mailing Address
380 STUART STREET (S-8)
BOSTON, MA 02116
Business Telephone Number
800-543-6611
Direct Owners and Executive Officers
JOHN HANCOCK FINANCIAL NETWORK, INC. – PARENT COMPANY
ABERIZK, EMIL JOSEPH JR (CRD# 1049525) – VICE PRESIDENT & DIRECTOR
ALVES, EMANUEL (CRD# 5057879) – SECRETARY
ARMSTRONG, ABIGAIL MARIE (CRD# 1239945) – VICE PRESIDENT, COUNSEL AND ASST SECRETARY
COLLINS, BRIAN DOUGLAS (CRD# 6445623) – VICE PRESIDENT
D’SOUZA, MELVYN JULIAN (CRD# 6597305) – VICE PRESIDENT
HEAPPS, BRIAN BASIL (CRD# 1666475) – DIRECTOR
HORACK, THOMAS JOSEPH (CRD# 861315) – CHIEF COMPLIANCE OFFICER, VP & DIRECTOR
KARMAN, MITCHELL ANDREW (CRD# 2837307) – DIRECTOR
KWONG-LOI, YIU (CRD# 6639555) – ASSISTANT SECRETARY
MARYANOPOLIS, CHRISTOPHER (CRD# 3041077) – PRESIDENT & DIRECTOR
REBMAN, JILL DENISE (CRD# 6520386) – DIRECTOR
RIGATTI, MATTHEW FORREST (CRD# 2461646) – DIRECTOR
RISPOLI, FRANK JOSEPH (CRD# 4364402) – CHIEF FINANCIAL OFFICER & ASSISTANT TREASURER
SUMINSKI, JOHN WILLIAM (CRD# 6009337) – DIRECTOR
TETA, ANTHONY MAURICE (CRD# 4617856) – DIRECTOR
TUCKER, BRIAN THOMAS (CRD# 2285090) – ASSISTANT SECRETARY
VACON, MELISSA M (CRD# 6189199) – VICE PRESIDENT & DIRECTOR
VON DEM HAGEN, HALINA K (CRD# 6582303) – EXECUTIVE VICE PRESIDENT & TREASURER
FINRA requires brokerage firms to conduct due diligence on investments and to conduct a suitability analysis when recommending securities to a customer that takes into account the customer’s knowledge and experience. Brokerage firms that fail to conduct adequate due diligence or that make unsuitable recommendations can be held responsible for the customer’s losses in a FINRA arbitration claim.
If you suffered losses investing with Signator Investors and would like a free consultation with a securities attorney, then please call Galvin Legal at 1-800-405-5117.
Galvin Legal is a national securities arbitration, mediation, fraud, and investor protection law practice. For more information on Galvin Legal, please visit www.galvinlegal.com or call 1-800-405-5117.
