FINRA BrokerCheck CRD Expungement Attorney
UPDATE 4/11/2020: According to FINRA's February 2020 Disciplinary Actions: "Oppenheimer & Co. Inc. (CRD #249, New York, New York) December 20, 2019 – An AWC was issued in which the firm was censured, fined $85,000 and required to revise its WSPs. Read More
Did you lose money investing in Oppenheimer Commodity Strategy Total Return Fund? Galvin Legal, PLLC is launching an investigation on behalf of investors who suffered losses investing in Oppenheimer Commodity Strategy Total Return Fund at the Read More
On September 3, 2024, Galvin Legal filed claims in FINRA’s Dispute Resolution forum against Taglich Brothers, Michael Taglich, Robert Taglich, and Richard Oh. The claims arise out of the Respondents’ alleged multi-decade billion dollar fraud involving multiple private placement investments, including, but not limited to, BioVentrix, Dilon Technologies, AutoNet, and SCOLR.
Did you lose money investing with Kenneth Byrne (CRD# 1191939)? Galvin Legal, PLLC is launching an investigation on behalf of investors who may have suffered losses investing with Kenneth Byrne. If you suffered losses investing with Kenneth Byrne, then Galvin Legal, PLLC may be able to help you recover your losses in a Financial IndustryRead More
