The Huntington Investment Company – Investor Alert
Galvin Legal is launching an investigation on behalf of investors who may have suffered losses investing with The Huntington Investment Company. If you suffered losses investing with The Huntington Investment Company, then Galvin Legal may be able to help you recover your losses in a Financial Industry Regulatory Authority (“FINRA“) arbitration claim.
The Huntington Investment Company (CRD# 16986) (SEC# 34867)
As of January 12, 2017, The Huntington Investment Company’s FINRA BrokerCheck Report contains the following:
15 Regulatory Event Disclosures
0 Civil Event Disclosures
7 Arbitration Disclosures
0 Bond Disclosures
Main Office Location
41 South High Street
77th Floor
Columbus, OH 43287-6101
Mailing Address
41 South High Street
77th Floor
Columbus, OH 43287-6101
Business Telephone Number
800-322-4600
Direct Owners and Executive Officers
HUNTINGTON BANCSHARES INCORPORATED – PARENT COMPANY
DAHLKE, STEPHEN MATTHEW (CRD#:2577928) – CHIEF COMPLIANCE OFFICER
HAZEL, AMY RACHELLE (CRD#:1234778) – CHIEF OPERATING OFFICER
HILL, ELIZABETH MARIE (CRD#:4286096) – SECRETARY
LARSEN, LARRY PATRICK (CRD#:2446703) – ROSFP
MCFARLAND-JOHNSON, MELANIE KATE (CRD#:5452291) – FINOP
SINGER, DOUGLAS LAWRENCE (CRD#:1721973) – PRESIDENT
FINRA requires brokerage firms to conduct due diligence on investments and to conduct a suitability analysis when recommending securities to a customer that takes into account the customer’s knowledge and experience. Brokerage firms that fail to conduct adequate due diligence or that make unsuitable recommendations can be held responsible for the customer’s losses in a FINRA arbitration claim.
If you suffered losses investing with The Huntington Investment Company and would like a free consultation with a securities attorney, then please call Galvin Legal at 1-800-405-5117.
Galvin Legal is a national securities arbitration, mediation, fraud, and investor protection law practice. For more information on Galvin Legal, please visit www.galvinlegal.com or call 1-800-405-5117.
