Galvin Legal, PLLC is launching an investigation on behalf of investors who may have suffered losses investing with Titus Rockefeller. If you suffered losses investing with Titus Rockefeller, then Galvin Legal, PLLC may be able to help you recover your losses in a Financial Industry Regulatory Authority (“FINRA“) arbitration claim.
Titus Rockefeller (CRD# 43608) (SEC# 8-50333)
As of June 19, 2020, Titus Rockefeller’s FINRA BrokerCheck Report contains the following:
This firm is currently suspended by FINRA.
4 Regulatory Event Disclosures
Main Office Location
12 MAPLEWOOD AVENUE
WESTPORT, CT 06880-2020
UNITED STATES
Mailing Address
12 MAPLEWOOD AVENUE
WESTPORT, CT 06880-2020
UNITED STATES
Business Telephone Number
203-341-9444
Direct Owners and Executive Officers
STOYECK, RICHARD CHRISTOPHER (CRD#:842122), CCO, AMLCO, MANAGING DIRECTOR, GSP, MEMBER, MSRB PRINCIPAL, FINOP (07/2011)
STOYECK, KATHRYN EMILY (CRD#:7058090), SHAREHOLDER
FINRA requires brokerage firms to conduct due diligence on investments and to conduct a suitability analysis when recommending securities to a customer that takes into account the customer’s knowledge and experience. Brokerage firms that fail to conduct adequate due diligence or that make unsuitable recommendations can be held responsible for the customer’s losses in a FINRA arbitration claim.
If you suffered losses investing with Titus Rockefeller and would like a free consultation with a securities attorney, then please call Galvin Legal, PLLC at 1-800-405-5117.
This information is all publicly available and is being provided to you by Galvin Legal, PLLC.
Galvin Legal, PLLC is a national securities arbitration, securities mediation, securities litigation, securities fraud, securities regulation and compliance, and investor protection law practice. For more information on Galvin Legal, PLLC and its representation of investors, please visit www.galvinlegal.com or call 1-800-405-5117.
Formerly Known As, Aliases, and Affiliates
ROCKEFELLER CAPITAL PARTNERS, LLC, TR CAPITAL GROUP, LLC, ROCKEFELLER CAPITAL PARTNERS, LLC, TR CAPITAL GROUP, LLC
