Galvin Legal, PLLC is launching an investigation on behalf of investors who may have suffered losses investing with Truist Securities (a/k/a SunTrust Robinson Humphrey). If you suffered losses investing with Truist Securities (a/k/a SunTrust Robinson Humphrey), then Galvin Legal, PLLC may be able to help you recover your losses in a Financial Industry Regulatory Authority (“FINRA“) arbitration claim.
Truist Securities (a/k/a SunTrust Robinson Humphrey) (CRD# 6271) (SEC# 8-17212)
As of September 30, 2020, Truist Securities (a/k/a SunTrust Robinson Humphrey)’s FINRA BrokerCheck Report contains the following:
18 Regulatory Event Disclosures
1 Arbitration Disclosures
Main Office Location
3333 PEACHTREE ROAD, N.E.
ATLANTA FINANCIAL CENTER, SOUTH TOWER, 9TH FLOOR
ATLANTA, GA 30326
UNITED STATES
Mailing Address
3333 PEACHTREE ROAD, N.E.
ATLANTA FINANCIAL CENTER, SOUTH TOWER, 9TH FLOOR
ATLANTA, GA 30326
UNITED STATES
Business Telephone Number
404-926-5828
Direct Owners and Executive Officers
TRUIST FINANCIAL CORPORATION, PARENT COMPANY
BLOOM, DAVID T., CORPORATE SECRETARY AND CHIEF LEGAL OFFICER
CHANCY, MARK ALAN (CRD#:2478714), MEMBER OF THE BOARD
CUMMINS, HUGH STERLING III (CRD#:2376506), MEMBER OF THE BOARD
DEMODNA, JOSEPH CHARLES (CRD#:5156407), CHIEF OPERATIONS OFFICER
GREGG, JOHN NATHAN JR (CRD#:2321347), PRESIDENT, CEO, CHAIRMAN OF THE BOARD
HACKETT, THOMAS PATRICK (CRD#:2878035), MANAGING DIRECTOR AND HEAD OF ASSET FINANCE
HUFFSTETLER, MARK DAVID (CRD#:2830214), MEMBER OF THE BOARD
MORRIS, DONALD ROSS JR (CRD#:3231801), CHIEF FINANCIAL OFFICER
O’MEARA, GERARD JOSEPH JR (CRD#:2346194), MEMBER OF THE BOARD AND EXECUTIVE VICE PRESIDENT
PAPPAS, ALBERT GEORGE (CRD#:1875535), CHIEF COMPLIANCE OFFICER
POPOWSKI, ROBERT JOHN (CRD#:2796964), MEMBER OF THE BOARD
STEWART, GLENN LEE (CRD#:1575413), HEAD OF SYNDICATE CAPITAL MARKETS
WATSON, ERIN (CRD#:6191183), MEMBER OF THE BOARD
WHEELER, MICHAEL ALLYN (CRD#:2197415), MEMBER OF THE BOARD
WILLIAMS, HOPE OLEYAR (CRD#:4732469), MEMBER OF THE BOARD AND HEAD OF ADMINISTRATION
WOODRING, WARREN WHITACRE (CRD#:7068369), MEMBER OF THE BOARD
FINRA requires brokerage firms to conduct due diligence on investments and to conduct a suitability analysis when recommending securities to a customer that takes into account the customer’s knowledge and experience. Brokerage firms that fail to conduct adequate due diligence or that make unsuitable recommendations can be held responsible for the customer’s losses in a FINRA arbitration claim.
If you suffered losses investing with SunTrust Robinson Humphrey and would like a free consultation with a securities attorney, then please call Galvin Legal, PLLC at 1-800-405-5117.
This information is all publicly available and is being provided to you by Galvin Legal, PLLC.
Galvin Legal, PLLC is a national securities arbitration, securities mediation, securities litigation, securities fraud, securities regulation and compliance, and investor protection law practice. For more information on Galvin Legal, PLLC and its representation of investors, please visit www.galvinlegal.com or call 1-800-405-5117.
Formerly Known As, Aliases, and Affiliates
ALEXANDER KEY INVESTMENTS, EQUITABLE SECURITIES CORPORATION, SUNTRUST CAPITAL MANAGEMENT, INC., SUNTRUST CAPITAL MARKETS, INC., SUNTRUST EQUITABLE SECURITIES, SUNTRUST EQUITABLE SECURITIES CORPORATION, ALEXANDER KEY INVESTMENTS, EQUITABLE SECURITIES CORPORATION, SUNTRUST CAPITAL MANAGEMENT, INC., SUNTRUST CAPITAL MARKETS, INC., SUNTRUST EQUITABLE SECURITIES, SUNTRUST EQUITABLE SECURITIES CORPORATION
