Valmark Securities – Investor Alert
Galvin Legal is launching an investigation on behalf of investors who may have suffered losses investing with Valmark Securities. If you suffered losses investing with Valmark Securities, then Galvin Legal may be able to help you recover your losses in a Financial Industry Regulatory Authority (“FINRA“) arbitration claim.
Valmark Securities (CRD# 31243) (SEC# 8-45463)
As of September 9, 2016, Valmark Securities’s FINRA BrokerCheck Report contains the following:
3 Regulatory Event Disclosures
0 Civil Event Disclosures
1 Arbitration Disclosures
0 Bond Disclosures
Main Office Location
130 SPRINGSIDE DRIVE
SUITE 300
AKRON, OH 44333-2431
Mailing Address
130 SPRINGSIDE DRIVE
SUITE 300
AKRON, OH 44333-2431
Business Telephone Number
800-765-5201
Direct Owners and Executive Officers
VALMARK INVESTMENTS, LLC – SHAREHOLDER
CALLAHAN, CALEB JONATHAN (CRD# 5011454) – EVP, CHIEF OPERATING OFFICER
GOERING, SHELLY ANN (CRD# 4712335) – CHIEF LEGAL OFFICER
KOZENKO, ELIZABETH ERIN (CRD# 6218110) – FINOP
RYBKA, LAWRENCE JOSEPH (CRD# 1661511) – PRESIDENT, CEO
WILBURN, DOUGLAS FREDERICK (CRD# 1407686) – CHIEF COMPLIANCE OFFICER
FINRA requires brokerage firms to conduct due diligence on investments and to conduct a suitability analysis when recommending securities to a customer that takes into account the customer’s knowledge and experience. Brokerage firms that fail to conduct adequate due diligence or that make unsuitable recommendations can be held responsible for the customer’s losses in a FINRA arbitration claim.
If you suffered losses investing with Valmark Securities and would like a free consultation with a securities attorney, then please call Galvin Legal at 1-800-405-5117.
Galvin Legal is a national securities arbitration, mediation, fraud, and investor protection law practice. For more information on Galvin Legal, please visit www.galvinlegal.com or call 1-800-405-5117.
