Did you suffer investment losses with Vestech Securities (CRD# 41409) (SEC# 8-49409)?
Galvin Legal, PLLC is launching an investigation on behalf of investors who may have suffered losses investing with Vestech Securities. If you suffered losses investing with Vestech Securities, then Galvin Legal, PLLC may be able to help you recover your losses in a Financial Industry Regulatory Authority (“FINRA“) arbitration claim.
As of April 4, 2020, Vestech Securities’s FINRA BrokerCheck Report contains the following:
4 Regulatory Event Disclosures
Main Office Location
11477 OLDE CABIN RD.
SUITE 310
ST. LOUIS, MO 63141
UNITED STATES
Mailing Address
11477 OLDE CABIN RD.
SUITE 310
ST. LOUIS, MO 63141
UNITED STATES
Business Telephone Number
314-828-2111
Vestech Securities’s Direct Owners and Executive Officers
HUANG, JOHN CHUNEN (CRD#:2659909), PRESIDENT
KNESE, PAUL BERNARD (CRD#:2541241), AML OFFICER AND DSO
RAMIREZ, MARCO ANTONIO (CRD#:4702164), CCO
FINRA requires brokerage firms to conduct due diligence on investments and to conduct a suitability analysis when recommending securities to a customer that takes into account the customer’s knowledge and experience. Brokerage firms that fail to conduct adequate due diligence or that make unsuitable recommendations can be held responsible for the customer’s losses in a FINRA arbitration claim.
If you suffered losses investing with Vestech Securities and would like a free consultation with a securities attorney, then please call Galvin Legal, PLLC at 1-800-405-5117.
This information is all publicly available and is being provided to you by Galvin Legal, PLLC.
Galvin Legal, PLLC is a national securities arbitration, securities mediation, securities litigation, securities fraud, securities regulation and compliance, and investor protection law practice. For more information on Galvin Legal, PLLC and its representation of investors, please visit www.galvinlegal.com or call 1-800-405-5117.
Formerly Known As, Aliases, and Affiliates
ENHANCED PREMIUM PARTNERS III, LLC, ENHANCED PREMIUM PARTNERS, LLC, REAL PREMIUM APPRECIATION, REAL PREMIUM PARTNERS, LLC, REAL PREMIUM PARTNERS, LLC IV, REAL PREMIUM PARTNERS, ENHANCED PREMIUM PARTNERS III, LLC, ENHANCED PREMIUM PARTNERS, LLC, REAL PREMIUM APPRECIATION, REAL PREMIUM PARTNERS, LLC, REAL PREMIUM PARTNERS, LLC IV, REAL PREMIUM PARTNERS
