Galvin Legal, PLLC is launching an investigation on behalf of investors who may have suffered losses investing with VP Distributors (a/k/a Phoenix Equity Planning Corporation). If you suffered losses investing with VP Distributors (a/k/a Phoenix Equity Planning Corporation), then Galvin Legal, PLLC may be able to help you recover your losses in a Financial Industry Regulatory Authority (“FINRA“) arbitration claim.
VP Distributors (a/k/a Phoenix Equity Planning Corporation) (CRD# 3036) (SEC# 8-14100)
As of April 4, 2020, VP Distributors (a/k/a Phoenix Equity Planning Corporation)’s FINRA BrokerCheck Report contains the following:
1 Regulatory Event Disclosures
1 Bond Disclosures
Main Office Location
ONE FINANCIAL PLAZA
HARTFORD, CT 06103
UNITED STATES
Mailing Address
ONE FINANCIAL PLAZA
HARTFORD, CT 06103
UNITED STATES
Business Telephone Number
860-263-4736
Direct Owners and Executive Officers
VIRTUS PARTNERS, INC, SOLE MEMBER
GRISWOLD, HEIDI CHRISTINE (CRD#:2304631), VICE PRESIDENT, HEAD OF TRANSFER AGENT
HANLEY, DAVID G JR (CRD#:5455435), FINANCIAL AND OPERATIONS PRINCIPAL
MANDINACH, BARRY MITCHELL (CRD#:1234185), PRESIDENT
MARTIN, DAVID CAMBRIDGE (CRD#:1466549), VICE PRESIDENT, CHIEF COMPLIANCE OFFICER
FINRA requires brokerage firms to conduct due diligence on investments and to conduct a suitability analysis when recommending securities to a customer that takes into account the customer’s knowledge and experience. Brokerage firms that fail to conduct adequate due diligence or that make unsuitable recommendations can be held responsible for the customer’s losses in a FINRA arbitration claim.
If you suffered losses investing with VP Distributors (a/k/a Phoenix Equity Planning Corporation) and would like a free consultation with a securities attorney, then please call Galvin Legal, PLLC at 1-800-405-5117.
This information is all publicly available and is being provided to you by Galvin Legal, PLLC.
Galvin Legal, PLLC is a national securities arbitration, securities mediation, securities litigation, securities fraud, securities regulation and compliance, and investor protection law practice. For more information on Galvin Legal, PLLC and its representation of investors, please visit www.galvinlegal.com or call 1-800-405-5117.
