World Equity Group (CRD# 29087) (SEC# 801-56328, 8-44088)
Galvin Legal, PLLC is launching an investigation on behalf of investors who may have suffered losses investing with World Equity Group. If you suffered losses investing with World Equity Group, then Galvin Legal, PLLC may be able to help you recover your losses in a Financial Industry Regulatory Authority (“FINRA“) arbitration claim.
As of April 4, 2020, World Equity Group’s FINRA BrokerCheck Report contains the following:
12 Regulatory Event Disclosures
Main Office Location
1650 N. ARLINGTON HEIGHTS RD
SUITE 100
ARLINGTON HEIGHTS, IL 60004-3984
UNITED STATES
Mailing Address
1650 N. ARLINGTON HEIGHTS RD
SUITE 100
ARLINGTON HEIGHTS, IL 60004-3984
UNITED STATES
Business Telephone Number
847-342-1700
Direct Owners and Executive Officers
YAROSZ, ROBERT DANIEL (CRD#:2074974), PRESIDENT OF COMPASS DIVISION
BABJAK, RICHARD STEVEN JR (CRD#:2074968), PRESIDENT
LISHCHYNSKY, MARK JOHN JR (CRD#:2478952), CHIEF OPERATING OFFICER
WEBB, WILLIAM DUDLEY JR (CRD#:1256777), CHIEF COMPLIANCE OFFICER
FINRA requires brokerage firms to conduct due diligence on investments and to conduct a suitability analysis when recommending securities to a customer that takes into account the customer’s knowledge and experience. Brokerage firms that fail to conduct adequate due diligence or that make unsuitable recommendations can be held responsible for the customer’s losses in a FINRA arbitration claim.
If you suffered losses investing with World Equity Group and would like a free consultation with a securities attorney, then please call Galvin Legal, PLLC at 1-800-405-5117.
This information is all publicly available and is being provided to you by Galvin Legal, PLLC.
Galvin Legal, PLLC is a national securities arbitration, securities mediation, securities litigation, securities fraud, securities regulation and compliance, and investor protection law practice. For more information on Galvin Legal, PLLC and its representation of investors, please visit www.galvinlegal.com or call 1-800-405-5117.
Formerly Known As, Aliases, and Affiliates
COMPASS ASSET MANAGEMENT, FOUR POINTS ADVISORY, INFINITY WEALTH MANAGEMENT, LLC, INTERNATIONAL FIXED INCOME, LLC, MARTIN JAMES INVESTMENT & TAX MANAGEMENT LLC, PRAXIS WEALTH MANAGEMENT, UNITED FINANCIAL GROUP INC., WORLD EQUITY GROUP, INC., COMPASS ASSET MANAGEMENT, FOUR POINTS ADVISORY, INFINITY WEALTH MANAGEMENT, LLC, INTERNATIONAL FIXED INCOME, LLC, MARTIN JAMES INVESTMENT & TAX MANAGEMENT LLC, PRAXIS WEALTH MANAGEMENT, UNITED FINANCIAL GROUP INC., WORLD EQUITY GROUP, INC.
