Galvin Legal, PLLC is launching an investigation on behalf of investors who may have suffered losses investing with Wynston Hill Capital. If you suffered losses investing with Wynston Hill Capital, then Galvin Legal, PLLC may be able to help you recover your losses in a Financial Industry Regulatory Authority (“FINRA“) arbitration claim.
Wynston Hill Capital (CRD# 103811) (SEC# 8-52299)
As of April 4, 2020, Wynston Hill Capital’s FINRA BrokerCheck Report contains the following:
1 Regulatory Event Disclosures
Main Office Location
5 HANOVER SQ
SUITE 1400
NEW YORK, NY 10004
USA
Mailing Address
5 HANOVER SQ
SUITE 1400
NEW YORK, NY 10004
USA
Business Telephone Number
347-921-0716
Direct Owners and Executive Officers
ACBD HOLDINGS, LLC, MEMBER
BAI HOLDINGS, MEMBER
CHAMPLAIN GROUP LLC, MEMBER
CIRONE, ELIZABETH, ESTATE OF MICHAEL SEGAL
RIORDAN, DENNIS VINCENT (CRD#:2412563), PRESIDENT
ALT 5 SIGMA INC, OWNER
FOLEY, ROBERT PATRICK (CRD#:6060234), TRADE SUPERVISOR AND CO-CCO
SHERMAN, CRAIG JAY (CRD#:5670193), CEO
SHERMAN, CRAIG JAY (CRD#:5670193), FINOP AND CO-CCO
FINRA requires brokerage firms to conduct due diligence on investments and to conduct a suitability analysis when recommending securities to a customer that takes into account the customer’s knowledge and experience. Brokerage firms that fail to conduct adequate due diligence or that make unsuitable recommendations can be held responsible for the customer’s losses in a FINRA arbitration claim.
If you suffered losses investing with Wynston Hill Capital and would like a free consultation with a securities attorney, then please call Galvin Legal, PLLC at 1-800-405-5117.
This information is all publicly available and is being provided to you by Galvin Legal, PLLC.
Galvin Legal, PLLC is a national securities arbitration, securities mediation, securities litigation, securities fraud, securities regulation and compliance, and investor protection law practice. For more information on Galvin Legal, PLLC and its representation of investors, please visit www.galvinlegal.com or call 1-800-405-5117.
Formerly Known As, Aliases, and Affiliates
ELEPHANTX ONLINE SECURITIES, LLC, XTF CAPITAL LLC, ELEPHANTX ONLINE SECURITIES, LLC, XTF CAPITAL LLC
